Timothy P. Goodwin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Patrick Goodwin was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 2000. Timothy had worked at 5 firms and has passed the Series 63, Series 7TO, SIE, Series 55, Series 7, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 17, 2024 - March 7, 2025
WHITE OAK MERCHANT PARTNERS LLC
November 12, 2009 - January 27, 2016
TPG CAPITAL BD, LLC
August 21, 2003 - June 3, 2009
UBS FINANCIAL SERVICES INC.
August 28, 2000 - April 24, 2002
SCHONFELD SECURITIES, LLC
May 10, 2000 - August 23, 2000
BARRON CHASE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 8/2/2023
General Securities Representative ExaminationSeries 55
Date: 9/20/2000
Limited Representative-Equity Trader ExamCurrent Firm
WHITE OAK MERCHANT PARTNERS LLC
CRD#: 140142 / SEC#: , 8-67283
Contact information
FINRA licenses (5 States and Territories)
Documents
Red Flags
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