Gary M. Gould

GOULD CAPITAL

Tacoma, WA 98403

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CRD#: 3258554

Professional summary

Gary Michael Gould, CIMA® is a registered financial advisor currently at GOULD CAPITAL, LLC located in Tacoma, Washington.

Gary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Gary has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. CO-TRUSTEE FOR GOULD CAPITAL, LLC 401K; INV RELATED; TACOMA, WA; FOR 4 EMPLOYEES; START: 4/10/12; 0 HR/MO; 0 DURING TRADING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary Michael Gould's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

April 16, 2019 - Present

GOULD CAPITAL, LLC

Office #1: 2323 N 31st Street Ste 100, Tacoma, WA 98403

RIA

CRD#: 300609

Tacoma, WA

Past

April 20, 2011 - April 24, 2019

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

TACOMA, WA

Past

April 20, 2011 - April 24, 2019

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

TACOMA, WA

Past

May 12, 2006 - April 25, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

TACOMA, WA

Past

March 17, 2006 - April 25, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

TACOMA, WA

Past

November 8, 1999 - February 25, 2000

FORESIDE FUNDS DISTRIBUTORS LLC

CRD#: 31334

PORTLAND, ME

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GOULD CAPITAL, LLC

CRD#: 300609 / SEC#: 801-114815

RIA

Registered Investment Advisory firm - (3/8/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(4/16/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/11/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/19/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/16/2006

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/6/1999

Investment Company Products/Variable Contracts Representative Examination

Current Firm

GOULD CAPITAL, LLC

CRD#: 300609 / SEC#: 801-114815

RIA

Registered Investment Advisory firm - (3/8/2019 Approved)

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Contact information

Main Address

2323 N 31st Street Ste 100, Tacoma, WA 98403

Mailing Address

Phone number

(253) 272-9898

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (5/26/2025)

Regulatory assets under management

Total Number of Accounts	378
AUM (Assets Under Management)	$ 155,289,599

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gary M. Gould

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary Michael Gould's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FORESIDE FUNDS DISTRIBUTORS LLC

Primary Firm SEC Registration

GOULD CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/11/2006

Series 63

Date: 4/19/2006

SIE

Date: 10/1/2018

Series 7

Date: 3/16/2006

Series 6

Date: 11/6/1999

Current Firm

GOULD CAPITAL, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GOULD CAPITAL, LLC

TRUST BUT VERIFY

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