TW
Troy D. Winegarner
STRONG TOWER ADVISORY SERVICES
Minneapolis, MN 55402
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CRD#: 3258313
TW
Professional summary
Troy Dale Winegarner, CFP® is a registered financial advisor currently at STRONG TOWER ADVISORY SERVICES located in Minneapolis, Minnesota and DFPG INVESTMENTS, LLC located in Minneapolis, Minnesota.
Troy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Troy has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 55 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Strong Tower Advisory Services; Investment Related; Minneapolis, MN; RIA; CEO; 06/2021; 50% during business hours; Operation of independent RIA to manage client assets. Principally involved in operation and management of investment advisory practice. Overseeing compliance and management of client assets. Hiring relevant consultants to assist in the administration and compliance with relevant laws and regulations. 2. Strong Tower Wealth Management; Investment Related; Minneapolis, MN; Pass through entity; Managing Partner; 09/2014; 45% during business hours; Pass through entity for our securities and insurance practice. 3. Strong Tower Wealth Management; Non-Investment Related; Minneapolis, MN; Insurance; CEO; 09/2014; 5% during business hours; Recommend life insurance and annuities as part of the financial planning process. 4. Advisor Financing, LLC; Non-Investment Related; Minneapolis, MN; Professional Services; CEO; 01/2017; 0% during business hours; Provide financing for partner buy-outs, acquisitions, and recruiting. Oversee staff and partners. 5. Olivia Aviation, LLC; Non-Investment Related; Plymouth, MN; Aviation; CEO; 02/2021; 0% during business hours; Airplane Leasing 6. Troy Asset Management; Non-Investment Related; Minneapolis, MN; Owner/CEO; 1/2022; 5% during business hours per month; Parent holding company that owns Strong Tower Advisory Services, Olivia Aviation and Advisor Financing
CRS (Client Relationship Summary) - RIA
Click below to view Troy Dale Winegarner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2003
Experience
Current
June 21, 2021 - Present
STRONG TOWER ADVISORY SERVICES
Office #1: 333 South 7th Street Suite 2100, Minneapolis, MN 55402RIA
CRD#: 315106
Minneapolis, MN
Current
July 30, 2021 - Present
DFPG INVESTMENTS, LLC
Office #1: 333 South 7th Street Suite 2100, Minneapolis, MN 55402BD
CRD#: 155576
Minneapolis, MN
Past
September 12, 2014 - August 6, 2021
ADVISORNET WEALTH PARTNERS
RIA
CRD#: 113074
MINNEAPOLIS, MN
Past
September 10, 2014 - October 7, 2020
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
MINNEAPOLIS, MN
Past
September 10, 2014 - August 4, 2021
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
MINNEAPOLIS, MN
Past
June 1, 2009 - September 15, 2014
MORGAN STANLEY
RIA
CRD#: 149777
MINNEAPOLIS, MN
Past
June 1, 2009 - September 15, 2014
MORGAN STANLEY
BD
CRD#: 149777
MINNEAPOLIS, MN
Past
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
RIA
CRD#: 8209
MINNEAPOLIS, MN
Past
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
MINNEAPOLIS, MN
Past
September 19, 2006 - April 2, 2007
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
MINNEAPOLIS, MN
Past
March 19, 2001 - April 2, 2007
MORGAN STANLEY DW INC.
BD
CRD#: 7556
MINNEAPOLIS, MN
Past
September 9, 1999 - December 14, 2000
STOCKWALK.COM, INC.
BD
CRD#: 40692
MINNEAPOLIS, MN
Past
August 17, 1999 - September 2, 1999
MJK CLEARING, INC.
BD
CRD#: 8678
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ST
STRONG TOWER ADVISORY SERVICES
STRONG TOWER ADVISORY SERVICES | STRONG TOWER ADVISORY SERVICES LLC
CRD#: 315106 / SEC#: 801-121575
RIA
Registered Investment Advisory firm - (6/21/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/15/2024)
RR
Arizona(7/30/2021)
RR
California(7/30/2021)
RR
Connecticut(7/30/2021)
RR
Florida(7/30/2021)
RR
Idaho(7/30/2021)
RR
Illinois(8/25/2021)
RR
Kansas(7/30/2021)
RR
Massachusetts(2/28/2024)
IAR
Minnesota(6/21/2021)
RR
Minnesota(8/4/2021)
RR
Montana(8/27/2021)
RR
North Carolina(7/30/2021)
RR
North Dakota(8/14/2024)
RR
South Carolina(9/15/2021)
IAR
Texas(6/21/2021)
RR
Texas(6/5/2024)
RR
Washington(12/2/2024)
RR
Wisconsin(7/30/2021)
RR
Wyoming(7/30/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 10/5/2000
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ST
STRONG TOWER ADVISORY SERVICES
STRONG TOWER ADVISORY SERVICES | STRONG TOWER ADVISORY SERVICES LLC
CRD#: 315106 / SEC#: 801-121575
RIA
Registered Investment Advisory firm - (6/21/2021 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
333 South 7th Street Suite 2100, Minneapolis, MN 55402
Mailing Address
Phone number
(612) 436-3750
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 302 |
| AUM (Assets Under Management) | $ 654,453,457 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
