Gary R. Raimondo
Professional summary
Gary Richard Raimondo Jr, who also goes by Gary Raimondo, Gary Richard Raimondo, is a registered financial professional currently at BTIG, LLC located in Buffalo , New York.
Gary is registered as a RR (Registered Representative) and started their career in finance in 1999. Gary has worked at 6 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gary Richard Raimondo Jr's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 16, 2023 - Present
BTIG, LLC
April 6, 2009 - September 20, 2023
WELLS FARGO SECURITIES, LLC
June 28, 2005 - April 9, 2009
BANC OF AMERICA SECURITIES LLC
December 21, 2001 - June 13, 2005
GGET, LLC.
November 16, 2000 - January 4, 2002
TP ICAP GLOBAL MARKETS AMERICAS LLC
September 27, 1999 - November 20, 2000
BMO CAPITAL MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 6/15/2000
Limited Representative-Equity Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
BTIG, LLC
CRD#: 122225 / SEC#: , 8-65473
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
Red Flags
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