Charles E. Mcconnell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Edward Mcconnell, who also goes by C Edward Mcconnell, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1973. Charles had worked at 6 firms and has passed the Series 63, SIE, Series 55, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 26, 2012 - June 3, 2015
ARGENTIS ADVISORS, INC.
September 7, 2011 - August 17, 2012
SECUREVEST FINANCIAL GROUP
May 9, 2011 - June 3, 2015
SECUREVEST FINANCIAL GROUP
May 8, 2007 - April 19, 2011
HIGHLANDER CAPITAL MANAGEMENT LLC
November 3, 2006 - April 19, 2011
HIGHLANDER CAPITAL GROUP, INC.
February 10, 1992 - November 30, 2006
MCCONNELL, BUDD & ROMANO, INC.
June 4, 1973 - October 11, 1990
KEEFE, BRUYETTE & WOODS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/5/2000
Limited Representative-Equity Trader ExamSeries 1
Date: 5/24/1973
Registered Representative ExaminationCurrent Firm
ARGENTIS ADVISORS, INC.
CRD#: 164205 / SEC#:
Contact information
Red Flags
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