Teresa M. Smith

CRD#: 3258016

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Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Teresa Marie Smith, CFP® was a registered financial professional .

Teresa is a previously registered financial professional and started their career in finance in 1999. Teresa had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Past

September 27, 2022 - June 23, 2026

ORIGIN INVESTMENT ADVISORY LLC

RIA

CRD#: 305353

Kansas City, KS

Past

September 29, 2016 - April 18, 2017

KMS FINANCIAL SERVICES, INC.

RIA

CRD#: 3866

VANCOUVER, WA

Past

September 29, 2016 - April 18, 2017

KMS FINANCIAL SERVICES, INC.

CRD#: 3866

VANCOUVER, WA

Past

August 16, 2005 - June 2, 2016

WADDELL & REED

RIA

CRD#: 866

OVERLAND PARK, KS

Past

August 16, 2005 - June 2, 2016

WADDELL & REED

CRD#: 866

OVERLAND PARK, KS

Past

May 26, 2004 - August 1, 2005

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

OVERLAND PARK, KS

Past

November 6, 2003 - August 1, 2005

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WINDSOR, CT

Past

March 10, 2003 - November 11, 2003

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

FAIRFIELD, IA

Past

July 16, 1999 - December 10, 2002

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ORIGIN INVESTMENT ADVISORY LLC

BLEND FINANCIAL INC. | ORIGIN INVESTMENT ADVISORY LLC | ORIGIN INSURANCE SERVICES | ORIGIN FINANCIAL | ORIGIN

CRD#: 305353 / SEC#: 801-120236

RIA

Registered Investment Advisory firm - (1/25/2021 Approved)

Arizona

Registered Investment Advisory firm - (2/10/2021 Terminated)

California

Registered Investment Advisory firm - (3/12/2021 Terminated)

Colorado

Registered Investment Advisory firm - (2/26/2021 Terminated)

Florida

Registered Investment Advisory firm - (2/10/2021 Terminated)

Louisiana

Registered Investment Advisory firm - (2/11/2021 Terminated)

Massachusetts

Registered Investment Advisory firm - (2/10/2021 Terminated)

Michigan

Registered Investment Advisory firm - (2/11/2021 Terminated)

Mississippi

Registered Investment Advisory firm - (2/10/2021 Terminated)

New Jersey

Registered Investment Advisory firm - (5/28/2021 Terminated)

New York

Registered Investment Advisory firm - (2/10/2021 Terminated)

Ohio

Registered Investment Advisory firm - (2/11/2021 Terminated)

Oregon

Registered Investment Advisory firm - (3/5/2021 Terminated)

Tennessee

Registered Investment Advisory firm - (3/12/2021 Terminated)

Texas

Registered Investment Advisory firm - (2/10/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/4/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/20/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 4/18/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/25/2004

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/14/1999

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/10/2011

General Securities Principal Examination

Current Firm

ORIGIN INVESTMENT ADVISORY LLC

BLEND FINANCIAL INC. | ORIGIN INVESTMENT ADVISORY LLC | ORIGIN INSURANCE SERVICES | ORIGIN FINANCIAL | ORIGIN

CRD#: 305353 / SEC#: 801-120236

RIA

Registered Investment Advisory firm - (1/25/2021 Approved)

Arizona

Registered Investment Advisory firm - (2/10/2021 Terminated)

California

Registered Investment Advisory firm - (3/12/2021 Terminated)

Colorado

Registered Investment Advisory firm - (2/26/2021 Terminated)

Florida

Registered Investment Advisory firm - (2/10/2021 Terminated)

Louisiana

Registered Investment Advisory firm - (2/11/2021 Terminated)

Massachusetts

Registered Investment Advisory firm - (2/10/2021 Terminated)

Michigan

Registered Investment Advisory firm - (2/11/2021 Terminated)

Mississippi

Registered Investment Advisory firm - (2/10/2021 Terminated)

New Jersey

Registered Investment Advisory firm - (5/28/2021 Terminated)

New York

Registered Investment Advisory firm - (2/10/2021 Terminated)

Ohio

Registered Investment Advisory firm - (2/11/2021 Terminated)

Oregon

Registered Investment Advisory firm - (3/5/2021 Terminated)

Tennessee

Registered Investment Advisory firm - (3/12/2021 Terminated)

Texas

Registered Investment Advisory firm - (2/10/2021 Terminated)

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Contact information

Main Address

Sarasota, FL

Mailing Address

Phone number

(617) 227-3825

Established

Firm type

Fiscal year end

# of Employees

162

SEC notice filing (21 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ORIGIN INVESTMENT ADVISORY LLC - ADV PART 2 (9/3/2025)

Regulatory assets under management

Total Number of Accounts	1,776
AUM (Assets Under Management)	$ 2,147,404

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Teresa M. Smith

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

KMS FINANCIAL SERVICES, INC.

KMS FINANCIAL SERVICES, INC.

WADDELL & REED

WADDELL & REED

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

NEW ENGLAND SECURITIES

Primary Firm SEC Registration

ORIGIN INVESTMENT ADVISORY LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/4/2002

Series 63

Date: 7/20/1999

SIE

Date: 4/18/2017

Series 7

Date: 3/25/2004

Series 6

Date: 7/14/1999

Series 24

Date: 6/10/2011

Current Firm

ORIGIN INVESTMENT ADVISORY LLC

Contact information

SEC notice filing (21 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ORIGIN INVESTMENT ADVISORY LLC

TRUST BUT VERIFY

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