Scott E. Cawood

ARBOR INVESTMENT ADVISORS

WINSTON SALEM, NC 27101

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CRD#: 3257948

Professional summary

Scott Edward Cawood, CFP® is a registered financial advisor currently at ARBOR INVESTMENT ADVISORS located in Winston Salem, North Carolina.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Scott has worked at 3 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name of other business: Piedmont Federal Savings Bank Investment related: No Address: 201 South Stratford Road, Winston-Salem, NC 27103 Nature of business: Bank Title: Chairman of the Board State date: March 19, 2019 Hours per month: 3.5 (all during securities trading hours) Duties: Lead the board meeting

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Edward Cawood's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2004

Experience

Current

April 17, 2009 - Present

ARBOR INVESTMENT ADVISORS

Office #1: 300 South Main Street, Winston Salem, NC 27101

RIA

CRD#: 111077

WINSTON SALEM, NC

Past

November 1, 2002 - October 15, 2004

GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.

CRD#: 487

CHARLOTTE, NC

Past

September 3, 1999 - November 29, 2000

WACHOVIA SECURITIES, INC.

CRD#: 431

CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ARBOR INVESTMENT ADVISORS

ARBOR INVESTMENT ADVISORS | ARBOR INVESTMENT ADVISORS, LLC

CRD#: 111077 / SEC#: 801-58281

RIA

Registered Investment Advisory firm - (1/24/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(4/17/2009)

IAR

Texas
(3/13/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/13/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/30/1999

General Securities Representative Examination

Current Firm

ARBOR INVESTMENT ADVISORS

ARBOR INVESTMENT ADVISORS | ARBOR INVESTMENT ADVISORS, LLC

CRD#: 111077 / SEC#: 801-58281

RIA

Registered Investment Advisory firm - (1/24/2001 Approved)

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Contact information

Main Address

300 South Main Street, Winston Salem, NC 27101

Mailing Address

Phone number

(336) 777-1677

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/27/2025)

Regulatory assets under management

Total Number of Accounts	1,356
AUM (Assets Under Management)	$ 1,085,323,773

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Scott E. Cawood

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Edward Cawood's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARBOR INVESTMENT ADVISORS

GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.

WACHOVIA SECURITIES, INC.

Primary Firm SEC Registration

ARBOR INVESTMENT ADVISORS

State Registrations and Notice Filings

Exams

Series 63

Date: 9/13/1999

Series 7

Date: 8/30/1999

Current Firm

ARBOR INVESTMENT ADVISORS

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ARBOR INVESTMENT ADVISORS

TRUST BUT VERIFY

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