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Kevin S. Stempin

UHY WEALTH MANAGEMENT RIA
Sterling Heights, MI 48313
CRD#: 3257901
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KS
Kevin Scott StempinUHY WEALTH MANAGEMENT RIA

Professional summary

Kevin Scott Stempin is a registered financial advisor currently at UHY WEALTH MANAGEMENT RIA LLC located in Sterling Heights, Michigan.

Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Kevin has worked at 3 firms and has passed the Series 66, Series 63, Series 65, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Scott Stempin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 9, 2026 - Present

UHY WEALTH MANAGEMENT RIA LLC

Office #1: 12900 Hall Road, Suite 415, Sterling Heights, MI 48313
RIA
CRD#: 317608
Sterling Heights, MI
Past

March 27, 2008 - May 1, 2026

JOHN HANCOCK DISTRIBUTORS LLC

BD
CRD#: 5249
BOSTON, MA
Past

July 19, 1999 - March 13, 2008

VOYA FINANCIAL PARTNERS, LLC

BD
CRD#: 34815
SOUTHFIELD, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Michigan
(6/9/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 6/9/2026
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 4/30/2008
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 4/3/2000
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/20/2000
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 7/18/1999
Investment Company Products/Variable Contracts Representative Examination

Current Firm

UW
UHY WEALTH MANAGEMENT RIA LLC
UHY WEALTH MANAGEMENT RIA LLC

CRD#: 317608 / SEC#:

Michigan
Registered Investment Advisory firm - (6/27/2024 Approved)
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Contact information

Main Address
27725 Stansbury Blvd, Suite 385, Farmington Hills, MI 48334
Mailing Address
Phone number
(248) 609-1610
Established
Firm type
Fiscal year end
# of Employees
3

Documents

Latest Form ADV
0

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

UHY WEALTH MANAGEMENT RIA LLC

CRD#: 317608Sterling Heights, MI 48313

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