SB
Sheri A. Baker
EXPAND FINANCIAL
Littleton, CO
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CRD#: 3257794
SB
Professional summary
Sheri Annis Baker, who also goes by Sheri Annis Ford, is a registered financial advisor currently at EXPAND FINANCIAL, LLC located in Littleton, Colorado.
Sheri is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Sheri has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sheri Annis Ford
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1). JULY HOLDINGS LLC; NON-INVESTMENT RELATED; 400 AUSTIN AVENUE, SUITE 1200 WACOA, TX 76703; PROVIDES RECORD KEEPING FOR 3RD PARTY ADMINISTRATION (TPM) FOR RETIREMENT PLANS; CFO SINCE 05/2019, 120 HOURS PER MONTH, ALL TRADING HOURS. 2). SUMMIT BENEFITS SOLUTION LLC; NON-INVESTMENT RELATED; 400 AUSTIN AVENUE, SUITE 1200 WACOA, TX 76703; PROVIDES RECORD KEEPING FOR 3RD PARTY ADMINISTRATION (TPM) FOR RETIREMENT PLANS; PRESIDENT SINCE 04/1999, 10 HOURS PER MONTH, ALL TRADING HOURS. 3). JULY BUSINESS SERVICES; NON-INVESTMENT RELATED; 400 AUSTIN AVENUE, SUITE 1200 WACOA, TX 76703; PROVIDES RECORD KEEPING FOR 3RD PARTY ADMINISTRATION (TPM) FOR RETIREMENT PLANS; CFO SINCE 05/2019, 10 HOURS PER MONTH, ALL TRADING HOURS. 4). SUMMIT PAYROLL SOLUTIONS LLC. NON-INVESTMENT RELATED; 400 AUSTIN AVENUE, SUITE 1200 WACOA, TX 76703; PROVIDES RECORD KEEPING FOR 3RD PARTY ADMINISTRATION (TPM) FOR RETIREMENT PLANS; CONSULTANT SINCE 01/2015, 10 HOURS PER MONTH, ALL TRADING HOURS. 5). SUMMIT BENEFIT INSURANCE, INC. NON-INVESTMENT RELATED; 400 AUSTIN AVENUE, SUITE 1200 WACOA, TX 76703; INSURANCE SALES; PARTNER & INSURANCE PRODUCER; SINCE 07/2002; 4 HOURS PER MONT, NO TRADING HOURS. 6). MBSKI HOLDINGS; NON-INVESTMENT RELATED, 630 LEXINGTON AVENUE, MANSFIELD OH 44907; REAL ESTATE HOLDINGS; MANAGING MEMBER; SINCE 09/2012; 1 HOUR PER MONTH, NO TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Sheri Annis Baker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 8, 2010 - Present
EXPAND FINANCIAL, LLC
RIA
CRD#: 152515
Littleton, CO
Past
January 6, 2010 - November 25, 2014
INVESTMENT NETWORK, INC.
BD
CRD#: 127724
CANTON, OH
Past
March 13, 2008 - July 22, 2019
KM&M PINNACLE, LTD.
RIA
CRD#: 121103
MANSFIELD, OH
Past
April 26, 2002 - October 20, 2009
THE O.N. EQUITY SALES COMPANY
BD
CRD#: 2936
MANSFIELD, OH
Past
August 11, 1999 - March 11, 2002
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
FORT WAYNE, IN
Past
August 11, 1999 - March 11, 2002
OSAIC FA, INC.
BD
CRD#: 3978
FORT WAYNE, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EF
EXPAND FINANCIAL, LLC
BACK OFFICE ADVISORS, LLC | SUMMIT BENEFIT SOLUTIONS, INC. | EXPAND FINANCIAL, LLC | BOA, LLC | BOA
CRD#: 152515 / SEC#: 801-121644
RIA
Registered Investment Advisory firm - (6/28/2021 Approved)Ohio
Registered Investment Advisory firm - (7/13/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Ohio(6/8/2010)
IAR
Texas(5/14/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
EF
EXPAND FINANCIAL, LLC
BACK OFFICE ADVISORS, LLC | SUMMIT BENEFIT SOLUTIONS, INC. | EXPAND FINANCIAL, LLC | BOA, LLC | BOA
CRD#: 152515 / SEC#: 801-121644
RIA
Registered Investment Advisory firm - (6/28/2021 Approved)Ohio
Registered Investment Advisory firm - (7/13/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Littleton, CO
Mailing Address
Phone number
(720) 387-8158
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (43 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,670 |
| AUM (Assets Under Management) | $ 1,835,744,176 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/10/2025 | ||
| 11/14/2023 | ||
| 12/14/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
