PK
Peter Koutromanos
AVIOR CAPITAL MARKETS US
Johannesburg, 2196
Some features on this profile are disabled
CRD#: 3257791
PK
Professional summary
Peter Koutromanos, who also goes by Peter Coutromanos, Panayioti Koutromanos, is a registered financial advisor currently at AVIOR CAPITAL MARKETS US, LLC .
Peter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Peter has worked at 2 firms and has passed the Series 63, Series 99TO, Series 79TO, Series 7TO, SIE, Series 7, Series 27, Series 14 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Peter Coutromanos | Panayioti Koutromanos
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Currently a director for the following entities: 1. Avior Capital Markets Holdings Proprietary Limited since 2005, 89 hours a month, 11th Floor, 140 West Street, Sandton, South Africa, 2. Avior Capital Markets International Limited since 1999, 81 hours a month, 17 St Swithin's Lane, London, United Kingdom, 3. Avior Capital Markets International Nominee Limited since 2019, 0 hours a month, 17 St Swithin's Lane, London, United Kingdom 4. Avior Wealth Services, since 2016, currently dormant, 5. Avior Investments (RF) since 2005, currently dormant, 6. Groombridge Nominees Proprietary Limited, since 2011, 89 hours a month, 11th Floor, 140 West Street, Sandton, South Africa, 7. Stately Horse Properties Proprietary Limited, since 1999, 0 hours a month, 11th Floor, 140 West Street, Sandton, South Africa, 8. Tauri Software Systems, since 2009, 0 hours a month, investement holding, 1st Floor, 82 Maude Street, Sandton, South Africa, and 9. AnsaGuard, since 2009, 0 hours a month, investement holding, 1st Floor, 82 Maude Street, Sandton, South Africa
CRS (Client Relationship Summary) - RIA
Click below to view Peter Koutromanos's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Peter Koutromanos's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 3, 2024 - Present
AVIOR CAPITAL MARKETS US, LLC
Office #1: 90 Rivonia 90 Rivonia Road Ground Floor, Johannesburg, 2196RIA
BD
CRD#: 172595
Johannesburg,
Current
September 15, 2020 - Present
AVIOR CAPITAL MARKETS US, LLC
Office #1: 90 Rivonia 90 Rivonia Road, Sandton Ground Floor, Johannesburg, 2196RIA
BD
CRD#: 172595
Johannesburg,
Past
August 26, 1999 - December 31, 2002
HAPOALIM SECURITIES USA, INC.
BD
CRD#: 266
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Florida(3/4/2025)
RR
New York(10/5/2020)
IAR
New York(12/6/2024)
IAR
Texas(12/3/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 79TO
Date: 4/30/2021
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
RR
Series 7TO
Date: 9/15/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AC
AVIOR CAPITAL MARKETS US, LLC
AVIOR CAPITAL MARKETS (PROPRIETARY) LIMITED | AVIOR CAPITAL MARKETS US, LLC | AVIOR CAPITAL MARKETS (PTY) LTD
CRD#: 172595 / SEC#: , 8-69513
Florida
Registered Investment Advisory firm - SEC (3/4/2025 Approved)New York
Registered Investment Advisory firm - SEC (12/6/2024 Approved)Texas
Registered Investment Advisory firm - SEC (8/5/2024 Conditional Restricted)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
630 Fifth Avenue Suite 2335, New York, NY 10111
Mailing Address
630 Fifth Avenue 45 Rockefeller Plaza Suite 2335, New York, NY 10111
Phone number
(347) 735-9908
Established
New York since 02/05/2019
Firm type
Limited Liability Company
Fiscal year end
April
Firm Size
Small
# of Employees
6
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
