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JW

Jetaun Williams

OPTIMAL EXECUTIONS
NEW YORK, NY 10007
CRD#: 3257770
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JW
Jetaun WilliamsOPTIMAL EXECUTIONS

Professional summary

Jetaun Williams, who also goes by Jetaun Jenice Oseni, Jetaun Janice Williams, Jetaun Jenice Williams, is a registered financial professional currently at OPTIMAL EXECUTIONS, LLC located in New York, New York.

Jetaun is registered as a RR (Registered Representative) and started their career in finance in 2000. Jetaun has worked at 9 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 3, Series 7, Series 14, Series 24 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jetaun Jenice Oseni | Jetaun Janice Williams | Jetaun Jenice Williams

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jetaun Williams's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 9, 2026 - Present

OPTIMAL EXECUTIONS, LLC

Office #1: One World Trade Center Suite 47m, New York, NY 10007
BD
CRD#: 336439
NEW YORK, NY
Past

January 3, 2022 - May 29, 2026

MATRIX EXECUTIONS, LLC

BD
CRD#: 38455
Chicago , IL
Past

December 18, 2020 - December 3, 2021

VOLANT LIQUIDITY, LLC

BD
CRD#: 150063
NEW YORK, NY
Past

November 13, 2017 - December 18, 2020

VOLANT LIQUIDITY, LLC

BD
CRD#: 150063
NEW YORK, NY
Past

December 26, 2013 - October 23, 2014

EQUITEC TRADING, LLC

BD
CRD#: 120636
CHICAGO, IL
Past

March 9, 2007 - October 14, 2010

COMPASS PROFESSIONAL SERVICES EAST, LLC

BD
CRD#: 141724
CHICAGO, IL
Past

September 15, 2005 - December 3, 2021

RQD* CLEARING, LLC

BD
CRD#: 134284
Chicago, IL
Past

March 11, 2005 - November 21, 2006

EQUITEC PROPRIETARY MARKETS, LLC

BD
CRD#: 113728
CHICAGO, IL
Past

August 6, 2003 - November 4, 2003

COMPASS EXECUTION SERVICES, LLC

BD
CRD#: 125080
CHICAGO, IL
Past

January 12, 2000 - April 8, 2003

HAPOALIM SECURITIES USA, INC.

BD
CRD#: 266
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(6/9/2026)
RR
New York
(6/9/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 7/7/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 7/30/2009
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 1/11/2000
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/10/2012
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 12/6/2003
Registered Options Principal Examination
SRO Registrations
RR
BOX Exchange LLC
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX Emerald, LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
MIAX Sapphire
SRO Registrations
RR
Miami International Securities Exchange, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.

Current Firm

OE
OPTIMAL EXECUTIONS, LLC
OPTIMAL EXECUTIONS, LLC

CRD#: 336439 / SEC#: , 8-71367

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
One World Trade Center Suite 47m, New York, NY 10007
Mailing Address
One World Trade Center Suite 47m, New York, NY 10007
Phone number
(929) 506-5036
Established
Delaware since 12/02/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
OPTIMAL HOLDINGS, INCMANAGING MEMBER
DEROSA, ANTHONY ROCCOCFO & FINOP7462224
DONNELLY, BRIAN PATRICKFOUNDER, CHAIRMAN AND CEO4906429
WANZOR, FRANK JOSEPHCHIEF COMPLIANCE OFFICER2628672

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

OPTIMAL EXECUTIONS, LLC

CRD#: 336439New York, NY 10007

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