Jose Adames
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jose Adames JR was a registered financial professional .
Jose is a previously registered financial professional and started their career in finance in 1999. Jose had worked at 2 firms and has passed the SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 15, 2005 - September 20, 2017
SLAVIC INVESTMENT CORPORATION
September 2, 2003 - February 4, 2005
PFS INVESTMENTS INC.
October 7, 1999 - August 11, 2003
SLAVIC INVESTMENT CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SLAVIC INVESTMENT CORPORATION
CRD#: 22885 / SEC#: , 8-40024
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SLAVIC, JOHN JULIUS | CHIEF EXECUTIVE OFFICER | 1651153 |
| SLAVIC, JOHN JULIUS | CHIEF COMPLIANCE OFFICER | 1651153 |
| SLAVIC, JOHN JULIUS | PRESIDENT | 1651153 |
| SANDLER, MICHAEL ABRAHAM | STOCKHOLDER | 1651152 |
| MOORE, ALAN HART | STOCKHOLDER | |
| CELESTIN, DIGANNE S | FINANCIAL & OPERATIONS PRINCIPAL | 5017719 |
| CELESTIN, DIGANNE S | COMPTROLLER | 5017719 |
| EGORT, LAWRENCE KEITH | STOCKHOLDER | |
| SCHOENMAKER, JAMES MARTIN | STOCKHOLDER | 2704722 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
