Eric P. Zine
BOLTON SECURITIES
HINGHAM, MA 02043
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CRD#: 3257739
Professional summary
Eric Paul Zine, CFP® is a registered financial advisor currently at BOLTON SECURITIES CORPORATION located in Hingham, Massachusetts and BOLTON GLOBAL CAPITAL located in Hingham, Massachusetts.
Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Eric has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Investment Advisor Representative of Bolton Global Asset Management. Doing business under Elm Tree Capital, LLC. Investment related and conducted from branch location. This role representative full-time position and is balanced with brokerage business. 2) Founder and President of Elm Tree Capital, LLC, entity created to operate securities and investment advisory businesses. Investment related and conducted from branch location. Began upon association with current firm. 3) Attorney at law working as a sole-proprietor under 'Law Office of Eric P. Zine'. Not investment related. Conducted from branch office location. Spends approximately 15 hours per month on activity outside of trading hours. Began in 2010. 4) Licensed to sale fixed insurance products. Conducted under 'Elm Tree Capital, LLC'. Investment related to extent that a product fits into a client's financial picture. Conducted from branch location. Spends minimal time selling insurance policies as main lines of business are as attorney at law and as financial advisor. Began in 2010. 5) Notary public. Conducted under 'Law Office of Eric P. Zine'. Not investment related. Spends minimal to no time on this activity. Began in 2025.
CRS (Client Relationship Summary) - RIA
Click below to view Eric Paul Zine's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Eric Paul Zine's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2003
Experience
Current
October 6, 2009 - Present
BOLTON SECURITIES CORPORATION
Office #1: 18 Shipyard Drive Suite 2a, Hingham, MA 02043RIA
BD
CRD#: 129376
HINGHAM, MA
Current
October 5, 2009 - Present
BOLTON GLOBAL CAPITAL
Office #1: 18 Shipyard Drive Apt 2a, Hingham, MA 02043BD
CRD#: 15650
Hingham, MA
Past
June 1, 2009 - October 29, 2009
MORGAN STANLEY
BD
CRD#: 149777
BOSTON, MA
Past
November 2, 2001 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
BOSTON, MA
Past
June 20, 2000 - November 20, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
August 26, 1999 - July 11, 2000
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BS
BOLTON SECURITIES CORPORATION
BOLTON GLOBAL ASSET MANAGEMENT | NEWERA WEALTH ADVISORS | DELTA GLOBAL ASSET MANAGEMENT | BOLTON SECURITIES CORPORATION | BOLTON SECURITIES CORP
CRD#: 129376 / SEC#: 801-66962, 8-68187
RIA
Registered Investment Advisory firm - SEC (8/9/2006 Approved)Georgia
Registered Investment Advisory firm - SEC (8/14/2006 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (8/17/2006 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(3/12/2013)
RR
Connecticut(10/5/2009)
RR
Maryland(6/12/2025)
RR
Massachusetts(10/5/2009)
IAR
Massachusetts(10/6/2009)
RR
New Jersey(1/31/2011)
RR
New York(10/5/2009)
RR
Rhode Island(10/5/2009)
RR
South Carolina(10/28/2014)
RR
Texas(7/24/2019)
RR
Virginia(10/22/2009)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BS
BOLTON SECURITIES CORPORATION
BOLTON GLOBAL ASSET MANAGEMENT | NEWERA WEALTH ADVISORS | DELTA GLOBAL ASSET MANAGEMENT | BOLTON SECURITIES CORPORATION | BOLTON SECURITIES CORP
CRD#: 129376 / SEC#: 801-66962, 8-68187
RIA
Registered Investment Advisory firm - SEC (8/9/2006 Approved)Georgia
Registered Investment Advisory firm - SEC (8/14/2006 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (8/17/2006 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
579 Main Street, Bolton, MA 01740
Mailing Address
579 Main Street, Bolton, MA 01740
Phone number
(978) 779-6947
Established
Delaware since 07/30/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
154
SEC notice filing (38 States and Territories)
FINRA licenses (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,977 |
| AUM (Assets Under Management) | $ 7,004,872,405 |
Disclosures
| Regulatory Event | 1 |
| Civil Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BOLTON SECURITIES CORPORATION
CRD#: 129376Hingham, MA 02043TRUST BUT VERIFY
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