Joseph M. Haberman

MARIN BAY WEALTH ADVISORS

Sausalito, CA 94965

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CRD#: 3257349

Professional summary

Joseph Michael Haberman, who also goes by Joey Haberman, is a registered financial advisor currently at MARIN BAY WEALTH ADVISORS, LLC located in Sausalito, California.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Joseph has worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joey Haberman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Cunha Intermediate School - Not investment related - 600 Church Street, Half Moon Bay, CA - Basketball Coach - Head Coach - Start date 11/4/19 - Approx 12 hours per month - 0 hours per month during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Michael Haberman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 25, 2017 - Present

MARIN BAY WEALTH ADVISORS, LLC

Office #1: 1 Harbor Dr. Suite 300, Sausalito, CA 94965

RIA

CRD#: 289184

Sausalito, CA

Past

January 3, 2011 - August 30, 2017

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

SAN FRANCISCO, CA

Past

January 3, 2011 - August 30, 2017

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

SAN FRANCISCO, CA

Past

April 1, 2009 - January 3, 2011

WELLS FARGO INVESTMENTS, LLC

RIA

CRD#: 10582

SAN FRANCISCO, CA

Past

March 30, 2009 - January 3, 2011

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

SAN FRANCISCO, CA

Past

April 13, 2006 - April 13, 2009

VISION INVESTMENT SERVICES, INC.

CRD#: 46609

SAN FRANCISCO, CA

Past

October 18, 2005 - March 27, 2009

NORTHERN TRUST SECURITIES, INC.

CRD#: 7927

SAN FRANCISCO, CA

Past

May 6, 2005 - October 7, 2005

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

SAN MATEO, CA

Past

May 6, 2005 - October 7, 2005

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

August 16, 2002 - April 28, 2005

DEUTSCHE BANK SECURITIES INC.

RIA

CRD#: 2525

SAN FRANCISCO, CA

Past

August 16, 2002 - April 28, 2005

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Past

August 11, 2000 - August 19, 2002

ROBERTSON STEPHENS, INC.

RIA

CRD#: 41271

SAN FRANCISCO, CA

Past

September 13, 1999 - August 19, 2002

ROBERTSON STEPHENS, INC.

CRD#: 41271

SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MARIN BAY WEALTH ADVISORS, LLC

MARIN BAY WEALTH ADVISORS, LLC | MARIN BAY WEALTH MANAGEMENT

CRD#: 289184 / SEC#: 801-111030

RIA

Registered Investment Advisory firm - (8/25/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/25/2017)

IAR

Texas
(3/17/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/23/2000

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/9/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 8/30/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/10/1999

General Securities Representative Examination

Current Firm

MARIN BAY WEALTH ADVISORS, LLC

MARIN BAY WEALTH ADVISORS, LLC | MARIN BAY WEALTH MANAGEMENT

CRD#: 289184 / SEC#: 801-111030

RIA

Registered Investment Advisory firm - (8/25/2017 Approved)

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Contact information

Main Address

321 San Anselmo Ave., San Anselmo, CA 94960

Mailing Address

Phone number

(415) 944-6457

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A FIRM BROCHURE (3/17/2025)

ADV 2A WRAP BROCHURE (3/17/2025)

Regulatory assets under management

Total Number of Accounts	401
AUM (Assets Under Management)	$ 328,728,580

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joseph M. Haberman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Michael Haberman's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

VISION INVESTMENT SERVICES, INC.

NORTHERN TRUST SECURITIES, INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

DEUTSCHE BANK SECURITIES INC.

DEUTSCHE BANK SECURITIES INC.

ROBERTSON STEPHENS, INC.

ROBERTSON STEPHENS, INC.

Primary Firm SEC Registration

MARIN BAY WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/23/2000

Series 63

Date: 11/9/1999

SIE

Date: 8/30/2017

Series 7

Date: 9/10/1999

Current Firm

MARIN BAY WEALTH ADVISORS, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MARIN BAY WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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