Rhett H. Cooper

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CRD#: 3257230

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Rhett Horton Cooper was a registered financial professional .

Rhett is a previously registered financial professional and started their career in finance in 2001. Rhett had worked at 5 firms and has passed the Series 65 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 18, 2008 - October 31, 2018

REGIONS INVESTMENT MANAGEMENT, INC.

RIA

CRD#: 111715

BIRMINGHAM, AL

Past

October 16, 2003 - January 28, 2008

AMSOUTH ASSET MANAGEMENT, INC.

RIA

CRD#: 111554

TUSCALOOSA, AL

Past

September 25, 2001 - October 16, 2003

AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC

RIA

CRD#: 111757

BIRMINGHAM, AL

Past

March 19, 2001 - May 17, 2001

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Past

March 19, 2001 - May 17, 2001

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MILWAUKEE, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

REGIONS INVESTMENT MANAGEMENT, INC.

MORGAN ASSET MANAGEMENT, INC. | REGIONS INVESTMENT MANAGEMENT, INC.

CRD#: 111715 / SEC#: 801-27629

RIA

Registered Investment Advisory firm - (8/15/1986 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/28/2001

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 6

Date: 3/16/2001

Investment Company Products/Variable Contracts Representative Examination

Current Firm

REGIONS INVESTMENT MANAGEMENT, INC.

MORGAN ASSET MANAGEMENT, INC. | REGIONS INVESTMENT MANAGEMENT, INC.

CRD#: 111715 / SEC#: 801-27629

RIA

Registered Investment Advisory firm - (8/15/1986 Approved)

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Contact information

Main Address

1900 5th Avenue North Sixth Floor, Birmingham, AL 35203-2618

Mailing Address

Phone number

(205) 326-7074

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (25 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RIM PART 2A FIRM BROCHURE (10/10/2025)

Regulatory assets under management

Total Number of Accounts	2
AUM (Assets Under Management)	$ 18,723,692,464

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
04/25/2025	Cover Page	Report
09/14/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Rhett H. Cooper

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

REGIONS INVESTMENT MANAGEMENT, INC.

AMSOUTH ASSET MANAGEMENT, INC.

AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC

ROBERT W. BAIRD & CO. INCORPORATED

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

REGIONS INVESTMENT MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/28/2001

Series 6

Date: 3/16/2001

Current Firm

REGIONS INVESTMENT MANAGEMENT, INC.

Contact information

SEC notice filing (25 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

REGIONS INVESTMENT MANAGEMENT, INC.

TRUST BUT VERIFY

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