Matthew G. Buetow
Professional summary
Matthew Geoffrey Buetow, CLU®, who also goes by Matt Buetow, Matthew Geoffrey Buetow, Matthew Buetow, is a registered financial advisor currently at PNC WEALTH MANAGEMENT LLC located in Clayton, Missouri.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Matthew has worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24, Series 51 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Geoffrey Buetow's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Matthew Geoffrey Buetow's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 19, 2023 - Present
PNC WEALTH MANAGEMENT LLC
Office #1: 175 Carondelet Plz, Clayton, MO 63105Office #2: 2211 South Big Bend, St. Louis, MO 63117Office #3: 11410 Olive Blvd., St. Louis, MO 63141October 19, 2023 - Present
PNC WEALTH MANAGEMENT LLC
Office #1: 175 Carondelet Plz, Clayton, MO 63105Office #2: 2211 South Big Bend, St. Louis, MO 63117Office #3: 11410 Olive Blvd., St. Louis, MO 63141April 6, 2023 - October 11, 2023
MIDWESTERN SECURITIES TRADING COMPANY, LLC
April 5, 2023 - October 11, 2023
MIDWESTERN SECURITIES TRADING COMPANY, LLC
August 14, 2018 - September 1, 2022
PRINCIPAL SECURITIES, INC.
July 9, 2018 - September 1, 2022
PRINCIPAL SECURITIES, INC.
June 10, 2016 - June 25, 2018
ALLSTATE FINANCIAL SERVICES, LLC
July 14, 2015 - May 25, 2016
FARMERS FINANCIAL SOLUTIONS, LLC
March 5, 2014 - June 19, 2015
ALLSTATE FINANCIAL SERVICES, LLC
December 19, 2012 - January 15, 2014
NYLIFE SECURITIES LLC
October 26, 2010 - November 8, 2012
HORACE MANN INVESTORS, INC.
November 24, 2003 - October 20, 2010
ALLSTATE FINANCIAL SERVICES, LLC
March 20, 2003 - July 28, 2003
MONEY CONCEPTS CAPITAL CORP
March 20, 2003 - July 28, 2003
MONEY CONCEPTS CAPITAL CORP
October 23, 2002 - March 19, 2003
VOYA FINANCIAL ADVISORS, INC.
June 21, 2002 - March 19, 2003
VOYA FINANCIAL ADVISORS, INC.
March 29, 2002 - June 18, 2002
SIGMA FINANCIAL CORPORATION
January 23, 2002 - March 27, 2002
VOYA FINANCIAL ADVISORS, INC.
January 25, 2001 - November 15, 2001
AFD, INC.
June 1, 2000 - January 18, 2001
BANC ONE SECURITIES CORPORATION
March 24, 2000 - May 18, 2000
ROBERT W. BAIRD & CO. INCORPORATED
August 11, 1999 - May 18, 2000
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
Primary Firm SEC Registration
PNC WEALTH MANAGEMENT LLC
CRD#: 129052 / SEC#: 801-66195, 8-66195
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/25/2023)
(5/15/2024)
(10/25/2023)
(4/14/2025)
(11/14/2025)
(5/31/2024)
(10/19/2023)
(10/19/2023)
(2/14/2024)
(4/23/2024)
Exams
FINRA
Current Firm
PNC WEALTH MANAGEMENT LLC
CRD#: 129052 / SEC#: 801-66195, 8-66195
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PNC BANK, NATIONAL ASSOCIATION | PARENT | |
| BARNHART, TODD MARTIN | BOARD OF MANAGERS | 6166298 |
| FLYNN, SEAN | CHIEF COMPLIANCE OFFICER & BOARD OF MANAGERS | 2790159 |
| GUERRINI, RICHARD ROBERT | PRESIDENT, CEO, BOARD OF MANAGERS | 1990015 |
| HOLODINSKI, JOHN PAUL | BOARD OF MANAGERS | 2494707 |
| MITCHELL, JESSICA | BOARD OF MANAGERS | 6624246 |
| RAMOS, REGIS RESENDE | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, FINOP | 5205169 |
| RICHARDSON, MARGARET MARY | CHIEF OPERATING OFFICER/BOARD OF MANAGERS | 6002933 |
| RODGERS, STEPHANIE ELIZABETH | BOARD OF MANAGERS & SECRETARY | 6004741 |
| SANTILLO, ROBERT WILSON | BOARD OF MANAGERS | 5379581 |
| SCHAFER, DAVID JOSEPH | CHIEF OPERATIONS OFFICER, PRINCIPAL OPERATIONS OFFICER | 1368781 |
| THOMPSON, LEIGH CHASE | CHIEF LEGAL OFFICER | 6534162 |
| WEIDNER, KIMBERLY LYNN | CHIEF RISK OFFICER & BOARD OF MANAGERS | 4080314 |
Regulatory assets under management
| Total Number of Accounts | 157,533 |
| AUM (Assets Under Management) | $ 26,533,775,810 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 6 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2024 | ||
| 09/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PNC WEALTH MANAGEMENT LLC
CRD#: 129052Clayton, MO 63105TRUST BUT VERIFY
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