Robert E. Parker

FIRST DOMINION CAPITAL

New York, NY

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CRD#: 3256757

Professional summary

Robert Elam Parker III, who also goes by Rob Parker III, Robert E Parker III, Robert E Iii Parker, Robert E Parker Iii Iii, is a registered financial professional currently at FIRST DOMINION CAPITAL CORP. located in New York, New York.

Robert is registered as a RR (Registered Representative) and started their career in finance in 1999. Robert has worked at 7 firms and has passed the Series 63, Series 65, SIE, Series 31 and Series 7 exams.

Question & Answer

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Aliases

Rob Parker Iii | Robert E Parker Iii | Robert E Iii Parker | Robert E Parker Iii Iii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Elam Parker III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 4, 2023 - Present

FIRST DOMINION CAPITAL CORP.

CRD#: 16330

New York, NY

Past

October 31, 2018 - November 13, 2020

TCFG WEALTH MANAGEMENT, LLC

CRD#: 164153

LAGUNA NIGUEL, CA

Past

May 23, 2016 - May 9, 2018

COINBASE SECURITIES, INC.

CRD#: 151143

NEW YORK, NY

Past

May 16, 2011 - June 2, 2014

D/B/A CLARKSONS PLATOU SECURITIES

CRD#: 113325

NEW YORK, NY

Past

October 23, 2006 - April 20, 2011

I-BANKERS SECURITIES, INC.

CRD#: 41352

NEW YORK, NY

Past

June 23, 2000 - May 10, 2006

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

September 27, 1999 - October 2, 2000

CIBC WORLD MARKETS CORP.

CRD#: 630

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Michigan
(12/12/2023)

Exams

State Security Law Exam

Series 63

Date: 12/8/2023

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 9/27/2000

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 5/9/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 9/29/2000

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 9/23/1999

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

FIRST DOMINION CAPITAL CORP.

CRD#: 16330 / SEC#: , 8-33719

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

8730 Stony Point Parkway Building Iii, Suite 205, Richmond, VA 23235

Mailing Address

8730 Stony Point Parkway Suite 205, Richmond, VA 23235

Phone number

(804) 304-1689

Established

Virginia since 11/01/1984

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (18 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
JOHN PASCO III REVOCABLE TRUST DATED MAY 10, 2004	OWNER
PRICE, JOHN CLIFFORD	OWNER	1707529
ANCI, CHRISTOPHER FRANCIS	PRESIDENT, FINOP, PRINCIPAL	2747555
PASCO, JOHN III	TRUSTEE	357414
PORTWOOD, WILLIAM BOYCE	CHIEF COMPLIANCE OFFICER	4853700
VERMILLERA, SANDRA ZEMBACHS	VICE PRESIDENT, TREASURER, PRINCIPAL	6376063

Disclosures

Regulatory Event

Red Flags

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Advisor Monitoring

Firm Stability Insights

Robert E. Parker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Elam Parker III's CRS (Customer Relationship Summary).

Certified licenses

Experience

TCFG WEALTH MANAGEMENT, LLC

COINBASE SECURITIES, INC.

D/B/A CLARKSONS PLATOU SECURITIES

I-BANKERS SECURITIES, INC.

MORGAN STANLEY DW INC.

CIBC WORLD MARKETS CORP.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/8/2023

Series 65

Date: 9/27/2000

SIE

Date: 5/9/2018

Series 31

Date: 9/29/2000

Series 7

Date: 9/23/1999

FINRA

Current Firm

FIRST DOMINION CAPITAL CORP.

Contact information

FINRA licenses (18 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

FIRST DOMINION CAPITAL CORP.

TRUST BUT VERIFY

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