Jeffrey E. Schmidt
Professional summary
Jeffrey Edwin Schmidt, CFP®, who also goes by Jeffrey E Schmidt, Jeffrey Edwin Schmidt, is a registered financial professional currently at QUASAR DISTRIBUTORS, LLC located in Louisville, Kentucky.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 1999. Jeffrey has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 3, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Edwin Schmidt's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 2, 2022 - Present
QUASAR DISTRIBUTORS, LLC
Office #2: 1290 Avenue Of The Americas 17th Floor, New York, NY 10104June 29, 2018 - December 31, 2022
COMPASS DISTRIBUTORS, LLC
November 13, 2014 - June 28, 2018
COMMONWEALTH AUSTRALIA SECURITIES LLC
January 10, 2014 - October 31, 2014
SPC
November 18, 2013 - October 31, 2014
PARKLAND SECURITIES, LLC
March 12, 2013 - November 4, 2013
TRANSAMERICA FINANCIAL ADVISORS, LLC
February 19, 2013 - November 4, 2013
TRANSAMERICA FINANCIAL ADVISORS, LLC
October 26, 1999 - May 29, 2002
TRANSAMERICA FINANCIAL ADVISORS, LLC
State Registrations and Notice Filings
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Exams
FINRA
Current Firm
QUASAR DISTRIBUTORS, LLC
CRD#: 103848 / SEC#: , 8-52323
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
