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KS

Kathleen M. Schickel

J. D. SEIBERT & COMPANY
CINCINNATI, OH 45202-2024
Some features on this profile are disabled
CRD#: 3256307
KS

Professional summary

Kathleen Marie Schickel, who also goes by Kathy M Gehler, Kathleen Marie Ray, is a registered financial professional currently at J. D. SEIBERT & COMPANY, INC. located in Cincinnati, Ohio.

Kathleen is registered as a RR (Registered Representative) and started their career in finance in 2000. Kathleen has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Kathy M Gehler | Kathleen Marie Ray

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kathleen Marie Schickel's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 11, 2005 - Present

J. D. SEIBERT & COMPANY, INC.

Office #1: 20 West 9th Street, Cincinnati, OH 45202-2024
BD
CRD#: 7884
CINCINNATI, OH
Past

October 9, 2000 - February 13, 2003

MUTUAL SERVICE CORPORATION

BD
CRD#: 4806
BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Ohio
(7/11/2005)

Exams

State Security Law Exam
RR
Series 63
Date: 11/4/2017
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 7/8/2005
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

JD
J. D. SEIBERT & COMPANY, INC.
J. D. SEIBERT & COMPANY, INC.

CRD#: 7884 / SEC#: , 8-23604

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
20 West 9th Street, Cincinnati, OH 45202-2024
Mailing Address
20 West 9th Street, Cincinnati, OH 45202-2024
Phone number
+1 (513) 241-8888
Established
Ohio since 01/16/1979
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SEIBERT, SCOTT WILLIAMPRESIDENT, SECRETARY, AND TREASURER2096860
REYNOLDS, MATTHEW MARKFINOP4077413
SEIBERT, JOHN DAVIDCHIEF COMPLIANCE OFFICER418105

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

J. D. SEIBERT & COMPANY, INC.

CRD#: 7884Cincinnati, OH 45202-2024

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