GM
George W. Mccloy
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CRD#: 325616
GM
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Winger Mccloy SR, who also goes by George Winger Mccloy, was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1970. George had worked at 4 firms and has passed the Series 63, Series 7TO, SIE and Series 1 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
George Winger Mccloy
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) RENTAL PROPERTY OWNER | INVESTMENT RELATED: NO | DBA NAME: CHATHAM PROPERTIES LLC | POSITION HELD: PROPRIETOR/OWNER | ADDRESS: 921 CHATHAM LANE, # 300 COLUMBUS, OH 43221 | START DATE: 1971 | NATURE OF ACTIVITY: RENTAL PROPERTY OWNER | APPROX HRS PER MTH: 10-25 HRS | APPROX TRADING HRS PER MTH: 10-25 HRS | DESCRIPTION OF DUTIES: PERSONALLY MANAGE OWNED OFFICE BUILDING. 2) INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: MCCLOY FINANCIAL SERVICES INC, | POSITION HELD: PROPRIETOR/OWNER | ADDRESS: 921 CHATHAM LANE, STE 302, COLUMBUS, OH 43221 | START DATE: 1969 | NATURE OF ACTIVITY: LIFE INSURANCE BROKERAGE | APPROX HRS PER MTH: 101-140 HRS | APPROX TRADING HRS PER MTH: 101-140 HRS | DESCRIPTION OF DUTIES: SALES & SERVICE OF LIFE, HEALTH/DI, GROUP BENEFITS AND P&C CLIENT ACCOUNTS, & LIFE SETTLEMENTS EFF 03/15/2023 3) OHIO HEALTH FOUNDATION BOARD / DIRECTOR | INVESTMENT RELATED - NO | DBA NAME: N/A | POSITION HELD: DIRECTOR | ADDRESS: 180 E BROAD STREET, COLUMBUS, OHIO 43215 | START DT: 1/1/1999 | NATURE OF ACTIVITY: CHARITY/RELIGIOUS/FOUNDATION; GIANT HEALTH CARE CONGLOMERATE- FOUNDATION RAISING FUNDS | APPROX HRS PER MTH: LESS THAN 10 HRS | APPROX TRADING HRS PER MTH: LESS THAN 10 HRS | DESCRIPTION OF DUTIES: COORDINATE FUND RAISING ACTIVITIES. ADMINISTER BOARD MEETINGS. CO-HOST THE ANNUAL GOLF EVENT AND A PUBLIC SPEAKER ON THEIR BEHALF. 4) DUBLIN METHODIST HOSPITAL /DIRECTOR | INVESTMENT RELATED - NO | DBA NAME: N/A | POSITION HELD: DIRECTOR, NON-PROFIT HOSPITAL | ADDRESS: 7500 HOSPITAL DR, DUBLIN, OHIO 43016. | START DT: 1/1/2008 | NATURE OF ACTIVITY: CHARITY/RELIGIOUS/FOUNDATION | APPROX HRS PER MTH: LESS THAN 10 HRS | APPROX TRADING HRS PER MTH: LESS THAN 10 HRS | DESCRIPTION OF DUTIES: COORDINATE FUND RAISING ACTIVITES, ADMINISTER BOARD MEETINGS AND PUBLIC.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
April 28, 2016 - January 11, 2024
HORNOR, TOWNSEND & KENT, LLC
RIA
CRD#: 4031
COLUMBUS, OH
Past
November 18, 2013 - January 11, 2024
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
COLUMBUS, OH
Past
September 19, 1999 - November 11, 2013
NEW ENGLAND SECURITIES
RIA
CRD#: 615
COLUMBUS, OH
Past
February 10, 1987 - November 11, 2013
NEW ENGLAND SECURITIES
BD
CRD#: 615
COLUMBUS, OH
Past
October 26, 1978 - March 2, 1983
PERSONAL ECONOMICS SECURITIES CORPORATION
BD
CRD#: 6862
Past
September 19, 1972 - February 9, 1987
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
Past
January 2, 1970 - December 31, 1971
1717 CAPITAL MANAGEMENT COMPANY
BD
CRD#: 4082
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 12/5/1969
Registered Representative ExaminationCurrent Firm
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Mailing Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Phone number
(215) 957-7300
Established
Delaware since 09/09/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
442
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 1847 FINANCIAL LLC | SHAREHOLDER | |
| GUNZENHAUSER, RADFORD MICHAEL | FINOP | 7253452 |
| HUCKERBY, KEITH GORDON | MANAGER | 2641591 |
| MASON, ANN-MARIE | CHIEF LEGAL OFFICER AND SECRETARY | 7145020 |
| MULLER, NIKI LEE | PRINCIPAL OPERATIONS OFFICER | 7364066 |
| NAGENGAST, HEATHER JILL | PRESIDENT, MANAGER | 5300554 |
| O'MALLEY, DAVID MICHAEL | CHAIRMAN AND MANAGER | 4468593 |
| ROBINSON, VICTORIA MARIE | CHIEF COMPLIANCE OFFICER, MANAGER | 4556827 |
| WYANT, JUSTIN | MANAGER | 8146157 |
Regulatory assets under management
| Total Number of Accounts | 31,522 |
| AUM (Assets Under Management) | $ 7,753,847,039 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
