James D. Dickey
Professional summary
James Douglas Dickey, CFP® is a registered financial advisor currently at SEACREST WEALTH MANAGEMENT, LLC located in Parrottsville, Tennessee.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. James has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view James Douglas Dickey's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2005
Experience
May 23, 2014 - Present
SEACREST WEALTH MANAGEMENT, LLC
August 8, 2014 - April 24, 2015
PURSHE KAPLAN STERLING INVESTMENTS
October 5, 2009 - April 25, 2014
AMERIPRISE FINANCIAL SERVICES, LLC
October 5, 2009 - April 25, 2014
AMERIPRISE FINANCIAL SERVICES, LLC
May 6, 2009 - October 5, 2009
AMERIPRISE ADVISOR SERVICES, INC.
April 30, 2009 - October 5, 2009
AMERIPRISE ADVISOR SERVICES, INC.
October 1, 1999 - May 1, 2009
NATCITY INVESTMENTS, INC.
Primary Firm SEC Registration
SEACREST WEALTH MANAGEMENT, LLC
CRD#: 147092 / SEC#: 801-69141
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/10/2023)
Exams
Current Firm
SEACREST WEALTH MANAGEMENT, LLC
CRD#: 147092 / SEC#: 801-69141
Contact information
SEC notice filing (40 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,945 |
| AUM (Assets Under Management) | $ 1,561,182,425 |
Red Flags
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