Joseph A. Freeman

ADOLOS ASSET MANAGEMENT

Advance, NC

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CRD#: 3255969

Professional summary

Joseph Andrew Freeman, CFP®, who also goes by Joe Freeman, is a registered financial advisor currently at ADOLOS ASSET MANAGEMENT located in Advance, North Carolina.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Joseph has worked at 4 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joe Freeman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Andrew Freeman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

August 24, 2021 - Present

ADOLOS ASSET MANAGEMENT

RIA

CRD#: 315505

Advance, NC

Past

September 30, 2003 - October 17, 2005

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

WINSTON-SALEM, NC

Past

September 30, 2003 - October 17, 2005

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

October 1, 1999 - October 22, 2001

WACHOVIA SECURITIES, INC.

CRD#: 431

CHARLOTTE, NC

Past

July 23, 1999 - October 5, 1999

WACHOVIA BROKERAGE SERVICE

CRD#: 17503

WINSTON SALEM, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ADOLOS ASSET MANAGEMENT

CRD#: 315505 / SEC#: 801-121805

RIA

Registered Investment Advisory firm - (7/19/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(8/24/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/10/1999

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 7/22/1999

General Securities Representative Examination

Current Firm

ADOLOS ASSET MANAGEMENT

CRD#: 315505 / SEC#: 801-121805

RIA

Registered Investment Advisory firm - (7/19/2021 Approved)

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Contact information

Main Address

Advance, NC

Mailing Address

Phone number

(336) 817-1604

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADOLOS ASSET MANAGEMENT FORM ADV PART 2 BROCHURE (3/10/2025)

Regulatory assets under management

Total Number of Accounts	159
AUM (Assets Under Management)	$ 203,789,276

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joseph A. Freeman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Andrew Freeman's CRS (Customer Relationship Summary).

Certified licenses

Experience

ADOLOS ASSET MANAGEMENT

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WACHOVIA SECURITIES, INC.

WACHOVIA BROKERAGE SERVICE

Primary Firm SEC Registration

ADOLOS ASSET MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 8/10/1999

Series 7

Date: 7/22/1999

Current Firm

ADOLOS ASSET MANAGEMENT

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ADOLOS ASSET MANAGEMENT

TRUST BUT VERIFY

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