Fenner R. Weller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Fenner Reese Weller was a registered financial professional .
Fenner is a previously registered financial professional and started their career in finance in 2000. Fenner had worked at 3 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 13, 2005 - February 25, 2013
MIDLAND SECURITIES, LTD
May 15, 2003 - September 19, 2005
LPL FINANCIAL LLC
February 22, 2001 - May 16, 2003
EDWARD JONES
June 19, 2000 - September 17, 2000
MIDLAND SECURITIES, LTD
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MIDLAND SECURITIES, LTD
CRD#: 23736 / SEC#: , 8-40685
Contact information
FINRA licenses (8 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
