Brandon Renert
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brandon Renert, who also goes by Brandon Scott Renert, was a registered financial professional .
Brandon is a previously registered financial professional and started their career in finance in 1999. Brandon had worked at 8 firms and has passed the Series 63, SIE, Series 57TO, Series 7TO, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 20, 2023 - May 3, 2023
CELADON FINANCIAL GROUP LLC
April 27, 2021 - January 13, 2023
CRITO CAPITAL LLC
April 3, 2020 - March 25, 2021
RAYMOND JAMES & ASSOCIATES, INC.
December 20, 2018 - February 6, 2020
BILTMORE INTERNATIONAL CORPORATION
April 25, 2005 - July 18, 2005
TRADITION SECURITIES AND DERIVATIVES LLC
April 15, 2002 - April 5, 2005
BROKERAGEAMERICA, LLC
January 3, 2002 - April 15, 2002
BROKERAGEAMERICA, INC
September 30, 1999 - January 2, 2002
HILL THOMPSON MAGID & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 12/15/2018
Securities Trader ExamSeries 7TO
Date: 11/17/2018
General Securities Representative ExaminationSeries 55
Date: 3/25/2000
Limited Representative-Equity Trader ExamCurrent Firm
CELADON FINANCIAL GROUP LLC
CRD#: 36538 / SEC#: , 8-47288
Contact information
FINRA licenses (34 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HERSCH, DARYL SCOTT | CEO/MAJORITY MEMBER/GSP/ROSFP | 1255474 |
| CAMBRIA HOLDINGS, INC. | MINORITY MEMBER | |
| COSTINE, MELISSA ANNE | OPERATIONS MANAGER/GSP | 2646983 |
| NAVAS, NELSON GABRIEL | CFO/FINOP/GSP | 5092353 |
| PASTINE, ARMAND RALPH | HEAD OF CAPITAL MARKETS/GSP | 2257531 |
| WALDMAN, PAUL MITCHELL | CCO/AMLCO/GSP/ROSFP | 1885767 |
Disclosures
| Regulatory Event | 9 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
