Joshua J. Palleon

ENVISION FINANCIAL LLC

Brookfield, WI 53005

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CRD#: 3255862

Professional summary

Joshua James Palleon, CFA is a registered financial advisor currently at ENVISION FINANCIAL LLC located in Brookfield, Wisconsin.

Joshua is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Joshua has worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua James Palleon's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

November 8, 2023 - Present

ENVISION FINANCIAL LLC

Office #1: 375 Bishops Way Suite 232, Brookfield, WI 53005

RIA

CRD#: 314365

Brookfield, WI

Past

January 4, 2023 - December 12, 2023

BMO ASSET MANAGEMENT CORP.

RIA

CRD#: 106466

Milwaukee, WI

Past

February 19, 2021 - December 31, 2022

BMO ASSET MANAGEMENT CORP.

RIA

CRD#: 106466

MILWAUKEE, WI

Past

March 30, 2020 - August 27, 2021

BMO HARRIS FINANCIAL ADVISORS, INC.

CRD#: 137115

Milwaukee, WI

Past

February 10, 2020 - August 2, 2021

BMO HARRIS FINANCIAL ADVISORS, INC.

RIA

CRD#: 137115

Milwaukee, WI

Past

August 1, 2012 - December 14, 2012

BMO HARRIS FINANCIAL ADVISORS, INC.

CRD#: 137115

MILWAUKEE, WI

Past

June 8, 2012 - December 31, 2020

BMO ASSET MANAGEMENT CORP.

RIA

CRD#: 106466

CHICAGO, IL

Past

March 15, 2004 - August 1, 2012

M&I FINANCIAL ADVISORS, INC

CRD#: 16517

MILWAUKEE, WI

Past

February 19, 2004 - June 8, 2012

M&I INVESTMENT MANAGEMENT CORP.

RIA

CRD#: 109802

MILWAUKEE, WI

Past

August 27, 2001 - February 9, 2004

STRONG CAPITAL MANAGEMENT INC

RIA

CRD#: 106638

MENOMONEE FALLS, WI

Past

August 12, 1999 - February 9, 2004

STRONG INVESTMENTS, INC.

CRD#: 15658

MENOMONEE FALLS, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ENVISION FINANCIAL LLC

CRD#: 314365 / SEC#: 801-121297

RIA

Registered Investment Advisory firm - (5/24/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(7/15/2024)

IAR

Illinois
(7/9/2024)

IAR

Wisconsin
(11/8/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/23/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/13/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/30/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/12/1999

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ENVISION FINANCIAL LLC

CRD#: 314365 / SEC#: 801-121297

RIA

Registered Investment Advisory firm - (5/24/2021 Approved)

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Contact information

Main Address

375 Bishops Way Suite 232, Brookfield, WI 53005

Mailing Address

Phone number

(262) 354-7155

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM 2A, 2B, & CRS - COMBINED - FEB 2025 (2/13/2025)

Regulatory assets under management

Total Number of Accounts	108
AUM (Assets Under Management)	$ 251,993,929

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joshua J. Palleon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua James Palleon's CRS (Customer Relationship Summary).

Certified licenses

Experience

BMO ASSET MANAGEMENT CORP.

BMO ASSET MANAGEMENT CORP.

BMO HARRIS FINANCIAL ADVISORS, INC.

BMO HARRIS FINANCIAL ADVISORS, INC.

BMO HARRIS FINANCIAL ADVISORS, INC.

BMO ASSET MANAGEMENT CORP.

M&I FINANCIAL ADVISORS, INC

M&I INVESTMENT MANAGEMENT CORP.

STRONG CAPITAL MANAGEMENT INC

STRONG INVESTMENTS, INC.

Primary Firm SEC Registration

ENVISION FINANCIAL LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/23/2001

Series 63

Date: 8/13/1999

Series 7

Date: 11/30/1999

Series 6

Date: 8/12/1999

Current Firm

ENVISION FINANCIAL LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ENVISION FINANCIAL LLC

TRUST BUT VERIFY

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