Joel T. Kamins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joel Theodore Kamins was a registered financial professional .
Joel is a previously registered financial professional and started their career in finance in 2000. Joel had worked at 5 firms and has passed the Series 63, SIE, Series 55, Series 7, Series 25 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 1, 2008 - December 4, 2015
LEGEND SECURITIES, INC.
September 20, 2006 - April 14, 2008
SETON SECURITIES GROUP, INC.
April 7, 2005 - September 18, 2006
MAGNA
November 28, 2000 - April 1, 2005
PRIME EXECUTIONS, INC.
April 18, 2000 - August 4, 2000
FIRST NEW YORK SECURITIES L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 7/13/2000
Limited Representative-Equity Trader ExamSeries 25
Date: 11/9/1999
NYSE Trading Assistant ExaminationCurrent Firm
LEGEND SECURITIES, INC.
CRD#: 44952 / SEC#: , 8-50886
Contact information
Documents
Disclosures
| Regulatory Event | 22 |
| Arbitration | 14 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
