JD
John P. Dwyer
SUNPOINTE INVESTMENTS
CLAYTON, MO 63105
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CRD#: 3255772
JD
Professional summary
John Patrick Dwyer, who also goes by Jack Patrick Dwyer, is a registered financial advisor currently at SUNPOINTE INVESTMENTS located in Clayton, Missouri.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. John has worked at 4 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 3 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jack Patrick Dwyer
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CFA SOCIETY OF ST. LOUIS, TITLE:VICE PRESIDENT/PRESIDENT, START DATE: 06/01/2013, ADDRESS: 330 WENNEKER DR., ST. LOUIS, MO 63124, FORM OF COMPENSATION: NONE, APPROXIMATE TIME SPENT ON ACTIVITY: 150 HRS/YEAR, APPROXIMATE TIME SPENT ON SECURITIES TRADING: 24 HOURS/YEAR, INVESTMENT RELATED ACTIVITY; DO NOT RAISE CAPITAL.
CRS (Client Relationship Summary) - RIA
Click below to view John Patrick Dwyer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 11, 2017 - Present
SUNPOINTE INVESTMENTS
Office #1: 165 North Meramec Ave, Clayton, MO 63105RIA
CRD#: 282505
CLAYTON, MO
Past
June 30, 2014 - April 17, 2017
MMC SECURITIES LLC
BD
CRD#: 103846
ST.LOUIS, MO
Past
March 28, 2007 - March 30, 2011
HAMMOND ASSOCIATES, D/B/A MERCER INVESTMENT CONSULTING
RIA
CRD#: 106845
ST. LOUIS, MO
Past
April 26, 2000 - November 1, 2005
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SI
SUNPOINTE INVESTMENTS
SUNPOINTE | SUNPOINTE, LLC | SUNPOINTE INVESTMENTS
CRD#: 282505 / SEC#: 801-118361
RIA
Registered Investment Advisory firm - (4/1/2020 Approved)Florida
Registered Investment Advisory firm - (4/6/2020 Terminated)Michigan
Registered Investment Advisory firm - (4/7/2020 Terminated)Missouri
Registered Investment Advisory firm - (4/6/2020 Terminated)Pennsylvania
Registered Investment Advisory firm - (4/9/2020 Terminated)Texas
Registered Investment Advisory firm - (4/6/2020 Terminated)Virginia
Registered Investment Advisory firm - (4/1/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Missouri(4/11/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
SI
SUNPOINTE INVESTMENTS
SUNPOINTE | SUNPOINTE, LLC | SUNPOINTE INVESTMENTS
CRD#: 282505 / SEC#: 801-118361
RIA
Registered Investment Advisory firm - (4/1/2020 Approved)Florida
Registered Investment Advisory firm - (4/6/2020 Terminated)Michigan
Registered Investment Advisory firm - (4/7/2020 Terminated)Missouri
Registered Investment Advisory firm - (4/6/2020 Terminated)Pennsylvania
Registered Investment Advisory firm - (4/9/2020 Terminated)Texas
Registered Investment Advisory firm - (4/6/2020 Terminated)Virginia
Registered Investment Advisory firm - (4/1/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
8301 Maryland Avenue Suite 300, St. Louis, MO 63105
Mailing Address
Phone number
(314) 880-0821
Established
Firm type
Fiscal year end
# of Employees
16
SEC notice filing (14 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 719 |
| AUM (Assets Under Management) | $ 559,202,794 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/25/2023 | ||
| 11/22/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SUNPOINTE INVESTMENTS
CRD#: 282505Clayton, MO 63105TRUST BUT VERIFY
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