David Streltsoff
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Streltsoff was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1999. David had worked at 13 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 19, 2020 - February 24, 2021
APEX CLEARING CORPORATION
July 2, 2019 - March 5, 2020
US CAPITAL GLOBAL SECURITIES, LLC
May 9, 2019 - May 11, 2020
CREST CAPITAL LLC
July 6, 2017 - July 31, 2017
VELOX SECURITIES, INC.
March 2, 2015 - September 1, 2015
CLEARPOOL EXECUTION SERVICES, LLC
January 3, 2013 - February 10, 2015
CITADEL SECURITIES LLC
January 3, 2011 - July 5, 2012
VIRTU AMERICAS LLC
April 15, 2009 - November 8, 2012
KNIGHT CAPITAL AMERICAS, L.P.
March 13, 2008 - January 3, 2011
KNIGHT DIRECT LLC
March 26, 2007 - September 4, 2008
EDGETRADE LLC
January 25, 2005 - November 28, 2005
MUTUAL OF AMERICA SECURITIES LLC
January 25, 2005 - November 28, 2005
MUTUAL OF AMERICA LIFE INSURANCE COMPANY
August 25, 1999 - October 12, 1999
NATHAN & LEWIS SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
APEX CLEARING CORPORATION
CRD#: 13071 / SEC#: , 8-23522
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| APEX FINTECH SOLUTIONS INC. | SHAREHOLDER | |
| CAPUZZI, WILLIAM WALTER | CHIEF EXECUTIVE OFFICER | 4323894 |
| COUGHLIN, CONNOR DANIEL | CHIEF CUSTOMER OFFICER | 6665836 |
| DUCKWORTH, PAUL D | FINOP, PRINCIPAL FINANCIAL OFFICER | 3202937 |
| LOUIS-CHARLES, FRITZ | CHIEF OPERATIONS OFFICER (INCLUDES PRINCIPAL OPERATIONS OFFICER ROLE) | 3232698 |
| RAY, TERRY DAVID | CHIEF REVENUE OFFICER | 5295510 |
| TOURNEY, ROBERT ANDREW | CHIEF COMPLIANCE OFFICER | 6251742 |
Disclosures
| Regulatory Event | 48 |
| Arbitration | 8 |
Red Flags
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