EB
Eric N. Becker
GUARDIAN WEALTH ADVISORS | Financial Advisor
ST LOUIS PARK, MN 55426
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CRD#: 3255593
EB
Professional summary
Eric N. Becker, who also goes by Eric N Becker, Eric Nicholas Becker, is a registered financial advisor currently at GUARDIAN WEALTH ADVISORS, LLC located in St Louis Park, Minnesota.
Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Eric has worked at 4 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Eric N Becker | Eric Nicholas Becker
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)Name of Business: MN Adopt Address: 4891 159th St. W., Apple Valley, MN, 55124, United States Activity Type: Non profit Position/Title: Officer - Treasurer Investment Related: Yes Start Date: 03/01/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: I am a current member and Treasurer of the Board of Directors, however, I do not have access to any bank/investment accounts. I am responsible for analyzing revenue and expenses, income statements, and balance sheets and highlighting potential issues to the Executive Director and Board of Directors to course correct if needed.
CRS (Client Relationship Summary) - RIA
Click below to view Eric N. Becker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 27, 2023 - Present
GUARDIAN WEALTH ADVISORS, LLC
Office #1: 1000 Shelard Parkway 6th Floor, St Louis Park, MN, 55426RIA
CRD#: 143254
ST LOUIS PARK, MN
Past
June 26, 2019 - February 22, 2023
RAYMOND JAMES & ASSOCIATES, INC.
RIA
CRD#: 705
EDINA, MN
Past
May 23, 2019 - February 22, 2023
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
EDINA, MN
Past
June 19, 2003 - September 25, 2003
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
June 19, 2003 - September 25, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GW
GUARDIAN WEALTH ADVISORS, LLC
GUARDIAN WEALTH ADVISORS, LLC | KULKA WEALTH MANAGEMENT | KULKA HOLDINGS, LLC
CRD#: 143254 / SEC#: 801-87183
RIA
Registered Investment Advisory firm - (4/7/2015 Approved)Minnesota
Registered Investment Advisory firm - (4/15/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Minnesota(2/27/2023)
IAR
Texas(2/27/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 5/23/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Current Firm
GW
GUARDIAN WEALTH ADVISORS, LLC
GUARDIAN WEALTH ADVISORS, LLC | KULKA WEALTH MANAGEMENT | KULKA HOLDINGS, LLC
CRD#: 143254 / SEC#: 801-87183
RIA
Registered Investment Advisory firm - (4/7/2015 Approved)Minnesota
Registered Investment Advisory firm - (4/15/2015 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1000 Shelard Parkway 6th Floor, St Louis Park, MN, 55426
Mailing Address
Phone number
(952) 746-3211
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 676 |
| AUM (Assets Under Management) | $ 267,185,126 |
Red Flags
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Company Information
GUARDIAN WEALTH ADVISORS, LLC
Financial AdvisorCRD#: 143254St Louis Park, MN 55426TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
