Molly M. Malone
Professional summary
Molly Marie Malone, CFP®, who also goes by Molly Malone, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Phoenix, Arizona and CHARLES SCHWAB & CO., INC. located in Phoenix, Arizona.
Molly is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Molly has worked at 2 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Molly Marie Malone's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2006
Experience
January 4, 2012 - Present
SCHWAB WEALTH ADVISORY, INC.
Office #1: 8040 South 48th Street, Phoenix, AZ 85044December 7, 1999 - Present
CHARLES SCHWAB & CO., INC.
Office #1: 8040 South 48th Street, Phoenix, AZ 85044January 19, 2007 - December 31, 2011
CHARLES SCHWAB & CO., INC.
Primary Firm SEC Registration
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/10/2000)
(5/10/2012)
(2/14/2000)
(2/9/2024)
(10/20/2014)
(2/12/2024)
(7/10/2014)
(8/7/2014)
(2/8/2024)
(8/8/2014)
(8/5/2014)
(8/4/2014)
(1/2/2013)
(8/11/2014)
(1/13/2017)
(1/2/2013)
(1/2/2013)
(9/24/2019)
(1/2/2014)
(7/8/2014)
(7/7/2020)
(1/4/2013)
(1/2/2020)
(8/5/2014)
(1/8/2009)
(6/26/2014)
Exams
FINRA
Nasdaq Stock Market
Current Firm
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
Contact information
SEC notice filing (53 States and Territories)
Red Flags
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