Sean J. Mcentegart
Professional summary
Sean James Mcentegart is a registered financial professional currently at SEALY INVESTMENT SECURITIES, LLC located in Dallas, Texas.
Sean is registered as a RR (Registered Representative) and started their career in finance in 1999. Sean has worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sean James Mcentegart's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 17, 2024 - Present
SEALY INVESTMENT SECURITIES, LLC
Office #1: 5910 N. Central Expressway Suite 1700, Dallas, TX 75206March 14, 2024 - December 6, 2024
EAGLE POINT SECURITIES LLC
January 2, 2020 - February 15, 2024
PREP SECURITIES, LLC
October 15, 2018 - December 31, 2019
CR CAPITAL DISTRIBUTORS, LLC
March 29, 2012 - October 4, 2018
STIRA CAPITAL MARKETS GROUP, LLC
February 20, 2001 - December 31, 2011
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
July 9, 1999 - January 10, 2001
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/17/2024)
(12/17/2024)
Exams
FINRA
Current Firm
SEALY INVESTMENT SECURITIES, LLC
CRD#: 300691 / SEC#: , 8-70340
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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Company Information
SEALY INVESTMENT SECURITIES, LLC
CRD#: 300691Dallas, TX 75206TRUST BUT VERIFY
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