Dale E. Mcclelland
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dale Erwin Mcclelland was a registered financial professional .
Dale is a previously registered financial professional and started their career in finance in 1968. Dale had worked at 6 firms and has passed the Series 63, Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 23, 2010 - August 8, 2012
FINANCIAL PLANNING ADVISORY CORP
January 7, 2010 - August 9, 2012
OSAIC WEALTH, INC.
January 31, 1997 - August 9, 2012
OSAIC WEALTH, INC.
April 11, 1986 - January 31, 1997
KEOGLER, MORGAN & COMPANY, INC.
September 28, 1981 - April 15, 1986
MUTUAL SERVICE CORPORATION
July 30, 1973 - September 24, 1981
MANLEY, BENNETT, MCDONALD & CO
February 27, 1968 - July 25, 1973
W H MOELLER AND COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/22/1968
Registered Representative ExaminationSeries 00
Date: 8/5/1971
General Securities Principal ExaminationCurrent Firm
FINANCIAL PLANNING ADVISORY CORP
CRD#: 117448 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
