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HM

Herman Mannings

DALMORE GROUP LLC
Stone Mountain, GA
Some features on this profile are disabled
CRD#: 3254961
HM

Professional summary


Herman Mannings, who also goes by Herman Mannings III, is a registered financial professional currently at DALMORE GROUP LLC located in Stone Mountain, Georgia and QUOIN CAPITAL LLC located in Mcdonough, Georgia.

Herman is registered as a RR (Registered Representative) and started their career in finance in 2001. Herman has worked at 6 firms and has passed the Series 63, Series 52TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Herman Mannings Iii

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Herman Mannings's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 12, 2021 - Present

DALMORE GROUP LLC

BD
CRD#: 136352
Stone Mountain, GA
Current

July 18, 2023 - Present

QUOIN CAPITAL LLC

BD
CRD#: 136160
McDonough, GA
Past

September 18, 2019 - January 10, 2022

HB SECURITIES, LLC

BD
CRD#: 140356
Stone Mountain, GA
Past

August 18, 2015 - November 21, 2019

IFS SECURITIES

BD
CRD#: 40375
ATLANTA, GA
Past

August 13, 2002 - August 7, 2015

J.P. TURNER & COMPANY, L.L.C.

BD
CRD#: 43177
ATLANTA, GA
Past

May 18, 2001 - August 22, 2002

E*TRADE SECURITIES LLC

BD
CRD#: 29106
JERSEY CITY, NJ

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Georgia
(10/13/2023)
RR
Pennsylvania
(10/30/2023)

Exams


State Security Law Exam
RR
Series 63
Date: 5/30/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 7/18/2023
Municipal Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


QC
QUOIN CAPITAL LLC
QUOIN CAPITAL LLC

CRD#: 136160 / SEC#: , 8-66980

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information


Main Address
175 Strafford Avenue Suite 1, Wayne, PA 19087
Mailing Address
175 Strafford Avenue Suite 1, Wayne, PA 19087
Phone number
(215) 564-1222
Established
Delaware since 09/01/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (16 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
OWO HOLDING LLCOWNER
MANNINGS, HERMANCHIEF COMPLIANCE OFFICER3254961
MITCHELL, FRANCIS GERALDFINOP1273975
SADLER, JOQUINN THOMASCHIEF EXECUTIVE OFFICER2817763

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


QUOIN CAPITAL LLC

CRD#: 136160Stone Mountain, GA

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