GG
Gregory Gavran
WELLTH ADVISORY SERVICES
Brookfield, WI 53005
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CRD#: 3254917
GG
Professional summary
Gregory Gavran, AIF® is a registered financial advisor currently at WELLTH ADVISORY SERVICES, LLC located in Brookfield, Wisconsin.
Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Gregory has worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Diversified Retirement Solutions, LLC Investment Related: Yes Address: 100 N Corporate Drive Suite 100 Brookfield WI 53045 Nature of Business: Investment Advisory (RIA, IAR, Financial Planning, etc.) Position, Title or Relationship: Owner Start Date: 5/1/2006 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Sales, service and advisoryBusiness Name: Strategic Retirement Partners, LLC Investment Related: Yes Address: 100 N. Corporate Dr. Suite 100 Brookfield WI 53045 Nature of Business: Investment Advisory (RIA, IAR, Financial Planning, etc.) Position, Title or Relationship: Senior Plan Consultant - responsible for sales and service of Qualified Retirement Plans. Start Date: 4/1/2015 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Sales, education, marketing and service of Qualified Retirement Plans.Business Name: American Serb Hall Investment Related: No Address: 5101 W. Oklahoma Ave. Milwaukee WI 53219 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.); Other Other/None of the Above Food and Entertainment Position, Title or Relationship: One of nine Directors on the board Start Date: 8/16/2017 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Oversight of aand general strategy of operations for the organization
CRS (Client Relationship Summary) - RIA
Click below to view Gregory Gavran's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
June 28, 2024 - Present
WELLTH ADVISORY SERVICES, LLC
Office #1: 17145 W. Bluemound Road Suite J 149, Brookfield, WI 53005RIA
CRD#: 330537
Brookfield, WI
Past
April 1, 2019 - July 4, 2024
GLOBAL RETIREMENT PARTNERS LLC
RIA
CRD#: 172011
Brookfield, WI
Past
April 25, 2016 - April 1, 2019
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
BROOKFIELD, WI
Past
September 1, 2015 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
Brookfield, WI
Past
March 17, 2015 - October 2, 2015
WEALTHSPIRE RETIREMENT ADVISORY
RIA
CRD#: 121254
SHOREWOOD, IL
Past
March 4, 2015 - March 17, 2015
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
Brookfield, WI
Past
March 4, 2015 - April 1, 2019
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
Brookfield, WI
Past
June 3, 2011 - March 11, 2015
WOODBURY FINANCIAL SERVICES, INC.
RIA
CRD#: 421
BROOKFIELD, WI
Past
June 3, 2011 - March 11, 2015
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
BROOKFIELD, WI
Past
December 17, 2004 - June 2, 2011
PACKERLAND BROKERAGE SERVICES, INC.
RIA
CRD#: 37031
WAUKESHA, WI
Past
May 28, 2003 - June 2, 2011
PACKERLAND BROKERAGE SERVICES, INC.
BD
CRD#: 37031
WAUKESHA, WI
Past
November 21, 2002 - June 4, 2003
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
DES MOINES, IA
Past
September 8, 1999 - January 1, 2002
ROBERT W. BAIRD & CO. INCORPORATED
BD
CRD#: 8158
MILWAUKEE, WI
Past
August 12, 1999 - October 3, 2002
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
MILWAUKEE, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WA
WELLTH ADVISORY SERVICES, LLC
STRATEGIC RETIREMENT PARTNERS (SRP) | WELLTH ADVISORY SERVICES, LLC
CRD#: 330537 / SEC#: 801-130037
RIA
Registered Investment Advisory firm - (4/26/2024 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(6/28/2024)
IAR
Wisconsin(6/28/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
WA
WELLTH ADVISORY SERVICES, LLC
STRATEGIC RETIREMENT PARTNERS (SRP) | WELLTH ADVISORY SERVICES, LLC
CRD#: 330537 / SEC#: 801-130037
RIA
Registered Investment Advisory firm - (4/26/2024 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Shorewood, IL
Mailing Address
Phone number
(866) 777-4015
Established
Firm type
Fiscal year end
# of Employees
72
SEC notice filing (44 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,338 |
| AUM (Assets Under Management) | $ 23,574,040,155 |
Red Flags
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Company Information
WELLTH ADVISORY SERVICES, LLC
CRD#: 330537Brookfield, WI 53005TRUST BUT VERIFY
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