James Mcclelland
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Mcclelland was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1970. James had worked at 13 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 1, 2008 - January 9, 2012
GBS FINANCIAL CORP.
November 3, 1997 - November 25, 2008
FIRST MONTAUK SECURITIES CORP.
February 26, 1997 - November 26, 1997
W.J. GALLAGHER & COMPANY, INC.
June 4, 1987 - February 12, 1997
TOLUCA PACIFIC SECURITIES CORP.
November 20, 1983 - June 2, 1987
C. L. MCKINNEY & CO., INC.
June 16, 1982 - November 1, 1983
UNIVERSAL HERITAGE INVESTMENTS CORPORATION
February 1, 1982 - June 17, 1982
SECURITIES WEST, INC.
June 23, 1978 - August 29, 1984
INVESTORS FINANCIAL SERVICES, INCORPORATED
November 30, 1976 - June 17, 1981
INVESTORS FINANCIAL SERVICES, INC.
June 11, 1974 - December 8, 1976
SAMUEL B. FRANKLIN AND COMPANY, INC.
August 10, 1972 - July 28, 1974
FAIRMAN & CO.
April 1, 1971 - September 10, 1972
CALIFORNIA INVESTORS INCORPORATED
September 11, 1970 - April 27, 1971
HAYDEN STONE INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 11/26/1957
Registered Representative ExaminationCurrent Firm
GBS FINANCIAL CORP.
CRD#: 16906 / SEC#: 801-60744, 8-34631
Contact information
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
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