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Biagio A. Mento

Some features on this profile are disabled
CRD#: 3254784
BM

Professional summary

Biagio Anthony Mento was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Biagio is a previously registered financial professional and started their career in finance in 1999. Prior to being barred, Biagio had worked at 1 firm, which includes AMELIA SECURITIES INC..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Ben Mento

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

July 26, 1999 - September 30, 1999

AMELIA SECURITIES, INC.

BD
CRD#: 34619
JUPITER, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 7/20/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 7/7/1999
General Securities Representative Examination

Current Firm

AS
AMELIA SECURITIES, INC.
AMELIA SECURITIES, INC. | GARLAND SECURITIES, INC.

CRD#: 34619 / SEC#: , 8-46300

BD
Terminated by SEC on 12/21/1999
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Contact information

Main Address
Mailing Address
Phone number
Established
Florida since 07/21/1993
Firm type
Corporation
Fiscal year end
June
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
MANESS, DIANA LELAINENONE1904435
INGRAM, ALFREDCHIEF EXECUTIVE OFFICER, DIRECTOR, COMPANY COMPLIANCE OFFICER, EXECUTIVE REPRESENTATIVE AND SALES PRINCIPAL2877334

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AMELIA SECURITIES, INC.

CRD#: 34619

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