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JR

James S. Rubinstein

GTS SECURITIES LLC
NEW YORK, NY 10011
Some features on this profile are disabled
CRD#: 3254750
JR

Professional summary

James Samuel Rubinstein, who also goes by James Rubinstein, is a registered financial professional currently at GTS SECURITIES LLC located in New York, New York and GTS EXECUTION SERVICES LLC located in New York, New York.

James is registered as a RR (Registered Representative) and started their career in finance in 1999. James has worked at 11 firms and has passed the Series 63, SIE, Series 57, Series 3, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

James Rubinstein

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view James Samuel Rubinstein's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 10, 2025 - Present

GTS SECURITIES LLC

Office #1: 625 Avenue Of The Americas 3rd Floor, New York, NY 10011
BD
CRD#: 149224
NEW YORK, NY
Current

December 15, 2025 - Present

GTS EXECUTION SERVICES LLC

Office #1: 625 Avenue Of Americas 3rd Floor, New York, NY 10011
BD
CRD#: 306364
NEW YORK, NY
Past

July 16, 2025 - November 25, 2025

INTERACTIVE BROKERS LLC

BD
CRD#: 36418
GREENWICH, CT
Past

June 25, 2025 - November 25, 2025

INTERACTIVE BROKERS CORP.

BD
CRD#: 117942
GREENWICH, CT
Past

February 28, 2022 - May 31, 2023

LIQUIDNET, INC.

BD
CRD#: 103987
NEW YORK, NY
Past

March 30, 2021 - December 24, 2021

BNP PARIBAS SECURITIES CORP.

BD
CRD#: 15794
NEW YORK, NY
Past

October 11, 2018 - April 13, 2021

DEUTSCHE BANK SECURITIES INC.

BD
CRD#: 2525
NEW YORK, NY
Past

June 14, 2006 - July 12, 2018

UBS SECURITIES LLC

BD
CRD#: 7654
NEW YORK, NY
Past

October 20, 2004 - June 12, 2006

FLEXTRADE LLC

BD
CRD#: 113226
GREAT NECK, NY
Past

August 1, 2000 - November 20, 2002

INSTINET, LLC

BD
CRD#: 42886
NEW YORK, NY
Past

September 24, 1999 - August 1, 2000

REUTERS C CORPORATION

BD
CRD#: 14408
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(12/10/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 8/15/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 7/12/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 57
Date: 11/17/2016
Securities Trader Exam
General Industry/Product Exam
RR
Series 3
Date: 11/4/2011
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 55
Date: 4/26/2000
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 9/23/1999
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/30/2010
General Securities Principal Examination
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange

Current Firm

GE
GTS EXECUTION SERVICES LLC
GTS EXECUTION SERVICES LLC

CRD#: 306364 / SEC#: , 8-70455

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
625 Avenue Of Americas 3rd Floor, New York, NY 10011
Mailing Address
625 Avenue Of Americas 3rd Floor, New York, NY 10011
Phone number
(212) 715-5900
Established
Delaware since 03/09/2018
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (21 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
GTS EQUITY PARTNERS LLCHOLDING COMPANY/MEMBER
MARTELL, SEANFINOP/CFO4629458
NAZEM, DARIUSHCHIEF OPERATING OFFICER4930821
ROMANELLO, PATRICK JOSEPHCCO5378090
RUBENSTEIN, ARI MCO-FOUNDER AND CEO4134798

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GTS EXECUTION SERVICES LLC

CRD#: 306364New York, NY 10011

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