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GH

Gregory A. Hersch

Some features on this profile are disabled
CRD#: 3254629
GH

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Gregory Alain Hersch was a registered financial professional .

Gregory is a previously registered financial professional and started their career in finance in 2001. Gregory had worked at 7 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)KIPS BAY BOYS & GIRLS CLUB, INC. / 1930 RANDALL AVENUE BRONX NY 10473 / COMPANY / CHARITIES, CULTURAL, EDUCATIONAL & POLITICAL ORGANISATIONS / THE ORGANIZATION PROVIDES A SAFE AND STIMULATIVE AFTER-SCHOOL ENVIRONMENT FOR UNDERPRIVILEGED CHILDREN IN THE BRONX. I AM ON THE BOARD OF TRUSTEES AND WILL NOW BE JOINING INVESTMENT COMMITTEE. / ADVISOR OR MEMBER OF AN ADVISORY COMMITTEE, IF THE ADVICE GIVEN WILL OR MAY INFLUENCE THE BOARD OR OTHER SENIOR MANAGEMENT OR SUPERVISORY BOARD OF THE ORGANIZATION IN QUESTION / ADVISE AND MANAGE ENDOWMENT IN TANDEM WITH OTHER MEMBERS OF INVESTMENT COMMITTEE / START DATE 01/19/2010. 2) MODERN GUILD INC. / 150 EAST 73RD STREET NEW YORK,NY 10021 / COMPANY/ EDUCATIONAL MEDIA/CONTENT / MEMBER OF BOARD OF DIRECTORS / / ADVISE / TIME SPENT: 1 HOUR PER MONTH / START DATE 1/1/2014. 3) ARKON ENERGY PTY LTD / SYDNEY, AUSTRALIA / COMPANY / RENEWABLE DATA CENTER INFRASTRUCTURE/ MEMBER OF BOARD OF DIRECTORS/ ADVISE/ TIME SPENT: 1 HOUR PER MONTH/ START DATE 4/1/2024.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

August 25, 2020 - December 31, 2024

FLORENCE CAPITAL ADVISORS, LLC

RIA
CRD#: 281038
NEW YORK, NY
Past

June 24, 2017 - May 1, 2023

OLD CITY SECURITIES LLC

BD
CRD#: 171910
NEW YORK, NY
Past

December 5, 2015 - April 18, 2017

FUSION ANALYTICS SECURITIES LLC

BD
CRD#: 124245
CORAL SPRINGS, FL
Past

October 20, 2015 - November 11, 2015

INNOVATION PARTNERS LLC

BD
CRD#: 146344
CHARLOTTE, NC
Past

June 9, 2009 - September 22, 2015

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
NEW YORK, NY
Past

January 9, 2009 - September 22, 2015

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
NEW YORK, NY
Past

November 24, 2003 - January 29, 2009

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

October 8, 2001 - December 5, 2003

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FC
FLORENCE CAPITAL ADVISORS, LLC
BRADDOCK ADVISORS, LLC | FLORENCE CAPITAL ADVISORS, LP | FLORENCE CAPITAL ADVISORS, LLC

CRD#: 281038 / SEC#: 801-106523

RIA
Registered Investment Advisory firm - (8/12/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/2/2001
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 3/31/2005
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 10/5/2001
General Securities Representative Examination

Current Firm

FC
FLORENCE CAPITAL ADVISORS, LLC
BRADDOCK ADVISORS, LLC | FLORENCE CAPITAL ADVISORS, LP | FLORENCE CAPITAL ADVISORS, LLC

CRD#: 281038 / SEC#: 801-106523

RIA
Registered Investment Advisory firm - (8/12/2015 Approved)
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Contact information

Main Address
New York, NY
Mailing Address
Phone number
(212) 202-3296
Established
Firm type
Fiscal year end
# of Employees
3

SEC notice filing (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FCA FORM ADV PART 2A DATED AUGUST 21, 2025 (11/20/2025)

Regulatory assets under management

Total Number of Accounts63
AUM (Assets Under Management)$ 1,262,359,554

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FLORENCE CAPITAL ADVISORS, LLC

CRD#: 281038

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