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JH

Jesse Hernandez Jr

HERNANDEZ FINANCIAL
Sunnyside, WA
·CRD# 3254322·27 years experience

Professional Summary

Jesse Hernandez JR, who also goes by Jesse Hernandez, is a registered financial advisor currently at HERNANDEZ FINANCIAL located in Sunnyside, Washington. Jesse is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Jesse has worked at 2 firms and has passed the Series 66 and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jesse Hernandez

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

HERNANDEZ FINANCIAL·CRD# 156433
RIA
451 South 6th Street, Sunnyside, WA 98944
February 23, 2011 - Present
WADDELL & REED·CRD# 866
RIA
Yakima, WA
October 12, 1999 - January 3, 2011
WADDELL & REED·CRD# 866
BD
Yakima, WA
September 24, 1999 - January 3, 2011

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Current Firm

HF
HERNANDEZ FINANCIAL

HERNANDEZ FINANCIAL | HERNANDEZ, JESSE

CRD#: 156433
Washington
Registered Investment Advisory firm - Washington (2/23/2011 Approved)

Contact Information

Main Address

451 S. 6th Street, Sunnyside, WA 98944

Phone Number

(509) 839-1002

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

160

AUM (Assets Under Management)

$19,475,000

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

09/199-PRESENT, VARIOUS INSURANCE CARRIERS FOR W&R INSURANCE AGENCIES, SUNNYSIDE, WA, INVEST-RELATED, INSURANCE SALES, INSURANCE AGENT.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Washington
(2/23/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Aug 1999About the Series 66 exam

Series 7 — General Securities Representative Examination

Passed Sep 1999About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Jesse Hernandez JR's CRS (Customer Relationship Summary).

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JH
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