JD
John B. Dobbertin
IBN FINANCIAL SERVICES
Fayetteville, NY 13066
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CRD#: 3254308
JD
Professional summary
John Brendan Dobbertin is a registered financial advisor currently at IBN FINANCIAL SERVICES, INC. located in Fayetteville, New York.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. John has worked at 6 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 07/02/2007 / THE LEXINGTON FINANCIAL GROUP / DBA OUTSIDE BUSINESS / 7207 EAST GENESEE STREET FAYETTEVILLE NY 13066.
2. 01/07/08 - NON-VARIABLE INSURANCE - I PLAN ON BEING REP. OF RECORD FOR A GROUP HEALTH INSURANCE PLAN...DUTIES COULD EXPAND TO ACTUAL SALES OF GROUP HEALTHCARE PLANS - 5% TIME SPENT
3.CRUMP INSURANCE LIFE INSURANCE AND LONG TERM CARE NON SECURITIES RELATED STARTED MAY 2000 PROVIDING INSURANCE FOR CLIENTS SPENDS 5 HRS A MONTH, 5 HRS DURING MARKET HRS.
4. UNITED HEALTHCARE HEALTH INSURANCE NON SECURITIES RELATED STARTED JULY 2009 HEALTH INSURANCE FOR CLIENTS DEVOTES 2 HRS PER MONTH, 2 HRS DURING MARKERT HRS.
5. MVP HEALTHCARE HEALTH INSURANCE NON SECURITIES RELATED STARTED JULY 2009 HEALTH INSURANCE FOR CLIENTS DEVOTES 2 HRS A MONTH, 2 HRS DURING MARKET HRS.
6.PORTLAND TRAILBLAZERS - SCOUT FOR NBA TEAM; START DATE: 11/2013. IS NON-SECURITIES RELATED; DEVOTES 16-20 HRS PER MONTH. 10/18/13
7.John B. Dobbertin. Rental Property. Not securities related. Start date 9/1/15. Landlord 100% ownership. 8 hours devoted per month, 0 hours during market hours.
8.The Lexington Group. Lease of Office Space. Not securities related. Start date 9/1/2015. Sublets. 100% ownership. 5 hours devoted per month, 5 hours during market hours.
CRS (Client Relationship Summary) - RIA
Click below to view John Brendan Dobbertin's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view John Brendan Dobbertin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 21, 2024 - Present
IBN FINANCIAL SERVICES, INC.
Office #1: 7207 East Genesee Street, Fayetteville, NY 13066RIA
BD
CRD#: 42360
Fayetteville, NY
Current
November 1, 2022 - Present
IBN FINANCIAL SERVICES, INC.
Office #1: 7207 East Genesee Street, Fayetteville, NY 13066RIA
BD
CRD#: 42360
Fayetteville, NY
Past
April 8, 2010 - November 1, 2022
AMERICAN PORTFOLIOS ADVISORS, INC
RIA
CRD#: 112697
HOLBROOK, NY
Past
September 4, 2009 - November 1, 2022
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
BD
CRD#: 18487
FAYETTEVILLE, NY
Past
July 2, 2007 - July 30, 2009
LPL FINANCIAL LLC
BD
CRD#: 6413
FAYETTEVILLE, NY
Past
March 7, 2002 - May 1, 2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
FORT WAYNE, IN
Past
July 30, 1999 - July 5, 2007
OSAIC FA, INC.
BD
CRD#: 3978
SYRACUSE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IF
IBN FINANCIAL SERVICES, INC.
IBN FINANCIAL SERVICES, INC | M. ROBERT BURTON ASSOCIATES, INC. | IBN FINANCIAL SERVICES, INC.
CRD#: 42360 / SEC#: 801-111848, 8-49815
RIA
Registered Investment Advisory firm - SEC (10/12/2017 Approved)Kentucky
Registered Investment Advisory firm - SEC (2/1/2018 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (2/1/2018 Terminated)New Jersey
Registered Investment Advisory firm - SEC (2/28/2018 Terminated)New York
Registered Investment Advisory firm - SEC (7/19/2021 Terminated)Oregon
Registered Investment Advisory firm - SEC (8/12/2021 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (2/5/2018 Terminated)Texas
Registered Investment Advisory firm - SEC (2/1/2018 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
New York(11/1/2022)
IAR
New York(5/21/2024)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
IF
IBN FINANCIAL SERVICES, INC.
IBN FINANCIAL SERVICES, INC | M. ROBERT BURTON ASSOCIATES, INC. | IBN FINANCIAL SERVICES, INC.
CRD#: 42360 / SEC#: 801-111848, 8-49815
RIA
Registered Investment Advisory firm - SEC (10/12/2017 Approved)Kentucky
Registered Investment Advisory firm - SEC (2/1/2018 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (2/1/2018 Terminated)New Jersey
Registered Investment Advisory firm - SEC (2/28/2018 Terminated)New York
Registered Investment Advisory firm - SEC (7/19/2021 Terminated)Oregon
Registered Investment Advisory firm - SEC (8/12/2021 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (2/5/2018 Terminated)Texas
Registered Investment Advisory firm - SEC (2/1/2018 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
404 Old Liverpool Rd, Liverpool, NY 13088
Mailing Address
P.o. Box 2365, Liverpool, NY 13089
Phone number
(315) 652-4426
Established
New York since 12/15/1995
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
79
SEC notice filing (18 States and Territories)
FINRA licenses (50 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 768 |
| AUM (Assets Under Management) | $ 180,458,175 |
Disclosures
| Regulatory Event | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
IBN FINANCIAL SERVICES, INC.
CRD#: 42360Fayetteville, NY 13066TRUST BUT VERIFY
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