Eric S. Maddix

CHICAGO CAPITAL

CHICAGO, IL 60603

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CRD#: 3254223

Professional summary

Eric Scott Maddix is a registered financial advisor currently at CHICAGO CAPITAL, LLC located in Chicago, Illinois.

Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Eric has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Scott Maddix's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 20, 2018 - Present

CHICAGO CAPITAL, LLC

Office #1: 135 S. Lasalle Street Suite 4200, Chicago, IL 60603

RIA

CRD#: 291624

CHICAGO, IL

Past

March 1, 2007 - March 14, 2018

WILLIAM BLAIR

RIA

CRD#: 1252

CHICAGO, IL

Past

October 20, 1999 - March 14, 2018

WILLIAM BLAIR

CRD#: 1252

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CHICAGO CAPITAL, LLC

CRD#: 291624 / SEC#: 801-112280

RIA

Registered Investment Advisory firm - (1/11/2018 Approved)

Illinois

Registered Investment Advisory firm - (8/9/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(2/20/2018)

IAR

Texas
(2/20/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/21/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/26/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 3/14/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/19/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/23/2007

General Securities Principal Examination

Current Firm

CHICAGO CAPITAL, LLC

CRD#: 291624 / SEC#: 801-112280

RIA

Registered Investment Advisory firm - (1/11/2018 Approved)

Illinois

Registered Investment Advisory firm - (8/9/2018 Terminated)

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Contact information

Main Address

135 S. Lasalle Ste. 4200, Chicago, IL 60603

Mailing Address

Phone number

(312) 429-2333

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (33 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CHICAGO CAPITAL LLC FORM ADV PART 2A (3/2/2025)

Regulatory assets under management

Total Number of Accounts	2,058
AUM (Assets Under Management)	$ 4,477,490,797

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/08/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Eric S. Maddix

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Scott Maddix's CRS (Customer Relationship Summary).

Certified licenses

Experience

WILLIAM BLAIR

WILLIAM BLAIR

Primary Firm SEC Registration

CHICAGO CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/21/1999

Series 63

Date: 10/26/1999

SIE

Date: 3/14/2018

Series 7

Date: 10/19/1999

Series 24

Date: 2/23/2007

Current Firm

CHICAGO CAPITAL, LLC

Contact information

SEC notice filing (33 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CHICAGO CAPITAL, LLC

TRUST BUT VERIFY

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