Daniel M. Newman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Mark Newman, who also goes by Daneil Mark Newman, Mark Newman, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 2000. Daniel had worked at 8 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 7, 2018 - December 2, 2020
BCW SECURITIES LLC
February 24, 2014 - October 11, 2016
NATIXIS SECURITIES AMERICAS LLC
September 17, 2013 - February 7, 2014
CANACCORD GENUITY LLC
May 21, 2013 - September 3, 2013
SANTANDER US CAPITAL MARKETS LLC
November 30, 2009 - August 12, 2011
CITADEL SECURITIES LLC
October 10, 2008 - November 12, 2009
W.A. CAPITAL MARKETS
November 3, 2000 - September 9, 2008
CREDIT SUISSE SECURITIES (USA) LLC
September 26, 2000 - September 19, 2002
PERSHING LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 11/8/2022
General Securities Representative ExaminationCurrent Firm
BCW SECURITIES LLC
CRD#: 144930 / SEC#: , 8-67685
Contact information
FINRA licenses (30 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
