Jason Y. Zhang
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason Yuanxin Zhang, who also goes by Yuanxin Zhang, was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 1999. Jason had worked at 5 firms and has passed the Series 63, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 10, 2012 - September 27, 2012
BURRILL SECURITIES
August 29, 2007 - June 28, 2011
BMO CAPITAL MARKETS CORP.
July 27, 2004 - June 26, 2007
PRUDENTIAL EQUITY GROUP, LLC
April 22, 2003 - July 14, 2004
INDEPENDENT RESEARCH GROUP LLC
October 12, 1999 - April 3, 2003
STEPHENS
State Registrations and Notice Filings
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Exams
Current Firm
BURRILL SECURITIES
CRD#: 140221 / SEC#: , 8-67296
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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