David E. Hicks
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Edwin Hicks, who also goes by David Hicks, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1999. David had worked at 10 firms and has passed the Series 66, Series 7TO, Series 79TO, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 20, 2011 - July 28, 2021
SUSTAINABLE WOODLANDS PARTNERS, LLC
April 19, 2011 - July 28, 2021
SALIENT CAPITAL ADVISORS, LLC
February 3, 2011 - October 27, 2015
INTEGRITY CAPITAL, LLC
November 6, 2008 - July 28, 2021
SALIENT CAPITAL L.P.
May 2, 2007 - March 1, 2021
CYPRESS CREEK PARTNERS
April 19, 2007 - October 5, 2011
GHE ADVISERS, L.P.
June 6, 2006 - July 28, 2021
SALIENT ADVISORS, L.P.
June 6, 2006 - November 11, 2008
SANDERS MORRIS LLC
August 29, 2000 - May 12, 2006
INVESCO DISTRIBUTORS, INC.
July 30, 1999 - August 3, 2000
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 12/14/2023
General Securities Representative ExaminationSeries 79TO
Date: 12/14/2023
Investment Banking Registered Representative ExaminationCurrent Firm
SUSTAINABLE WOODLANDS PARTNERS, LLC
CRD#: 157862 / SEC#: 801-72527
Contact information
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 121,073,169 |
Red Flags
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