EW
Edward J. Waits
REGISTER FINANCIAL ADVISORS
Atlanta, GA 30326
Some features on this profile are disabled
CRD#: 3253004
EW
Professional summary
Edward J Waits, who also goes by Ed Waits Jr, Edward Jones Waits Jr, is a registered financial advisor currently at REGISTER FINANCIAL ADVISORS, LLC located in Atlanta, Georgia and REGISTER FINANCIAL ASSOCIATES, INC. located in Atlanta, Georgia.
Edward is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Edward has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ed Waits Jr | Edward Jones Waits Jr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 10 Downtown Partners; Non-Investment related;10 Park Place, Atlanta, GA 30303; Nature Investment Real Estate, Limited Partner/Investor, Started July 2016, 0 hours per month, no duties. 2. Healy Partners, Non-Investment related; 57 Forsyth Street, Atlanta, GA 30303, Nature Investment Real Estate, Limited Partner/Investor, Started February 2018, 0 hours per month, no duties. 3. Board: Adaptive Learning Center, Non-Investment related, 125 Townpark Drive #300, Kennesaw, GA30144, Nature Scholastic inclusion for kids with special needs, Board member started November 2017, 4 hours/month, 0 hours/month during securities trading hours, Advocating for and helping bring awareness to the public regarding goals of the non profit.
CRS (Client Relationship Summary) - RIA
Click below to view Edward J Waits's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 15, 2023 - Present
REGISTER FINANCIAL ADVISORS, LLC
Office #1: 3500 Lenox Road Suite 1700, Atlanta, GA 30326RIA
CRD#: 143884
Atlanta, GA
Current
December 13, 2023 - Present
REGISTER FINANCIAL ASSOCIATES, INC.
Office #1: 3500 Lenox Road Suite 1700, Atlanta, GA 30326BD
CRD#: 30568
Atlanta, GA
Past
January 1, 2008 - November 22, 2023
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
ATLANTA, GA
Past
January 1, 2008 - November 22, 2023
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ATLANTA, GA
Past
March 18, 2003 - January 1, 2008
A. G. EDWARDS & SONS, INC.
RIA
CRD#: 4
ATLANTA, GA
Past
August 14, 1999 - January 3, 2008
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
ATLANTA, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RF
REGISTER FINANCIAL ADVISORS, LLC
REGISTER & AKERS ADVISORY SERVICES, LLC. | REGISTER FINANCIAL ADVISORS, LLC | REGISTER AND AKERS MANAGEMENT SERVICES, LLC
CRD#: 143884 / SEC#: 801-81190
RIA
Registered Investment Advisory firm - (4/17/2015 Approved)Alabama
Registered Investment Advisory firm - (4/22/2015 Terminated)Florida
Registered Investment Advisory firm - (4/17/2015 Terminated)Georgia
Registered Investment Advisory firm - (6/25/2015 Terminated)Louisiana
Registered Investment Advisory firm - (8/14/2015 Terminated)North Carolina
Registered Investment Advisory firm - (4/17/2015 Terminated)Texas
Registered Investment Advisory firm - (4/17/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(2/1/2024)
RR
Florida(2/19/2024)
RR
Georgia(12/13/2023)
IAR
Georgia(12/15/2023)
RR
Michigan(10/11/2024)
RR
Virginia(6/9/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
RF
REGISTER FINANCIAL ADVISORS, LLC
REGISTER & AKERS ADVISORY SERVICES, LLC. | REGISTER FINANCIAL ADVISORS, LLC | REGISTER AND AKERS MANAGEMENT SERVICES, LLC
CRD#: 143884 / SEC#: 801-81190
RIA
Registered Investment Advisory firm - (4/17/2015 Approved)Alabama
Registered Investment Advisory firm - (4/22/2015 Terminated)Florida
Registered Investment Advisory firm - (4/17/2015 Terminated)Georgia
Registered Investment Advisory firm - (6/25/2015 Terminated)Louisiana
Registered Investment Advisory firm - (8/14/2015 Terminated)North Carolina
Registered Investment Advisory firm - (4/17/2015 Terminated)Texas
Registered Investment Advisory firm - (4/17/2015 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3500 Lenox Road Suite 1700, Atlanta, GA 30326
Mailing Address
Phone number
(404) 364-2180
Established
Firm type
Fiscal year end
# of Employees
19
SEC notice filing (13 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 835 |
| AUM (Assets Under Management) | $ 396,907,109 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
