Sheryl W. Austin

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CRD#: 3252879

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Sheryl Wetherington Austin, CFP®, who also goes by Sheryl Lee Austin, Sheryl Lee Ragsdale, Sheryl Lee Wetherington, was a registered financial professional .

Sheryl is a previously registered financial professional and started their career in finance in 1999. Sheryl had worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Sheryl Lee Austin | Sheryl Lee Ragsdale | Sheryl Lee Wetherington

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DMJ PROPERTIES OF GREENSBORO LLC POSITION: MEMBER NATURE: REAL ESTATE OWNERSHIP/RENTAL INVESTMENT RELATED: NO NUMBER OF HOURS: 0 INVESTMENT RELATED HOURS: 0 START DATE: 11/01/2005 ADDRESS: 703 GREEN VALLEY ROAD, SUITE 201, GREENSBORO NC 27408 DESCRIPTION: DMJ PROPERTIES OWNS THE LAND AND BUILDING IN GREENSBORO NC DMJ PROPERTIES ALSO OWNS THE PROPERTY (LAND AND BUILDING) IN SANFORD NC AND LEASES THE OFFICE BUILDING TO DMJ FOR THE SANFORD OFFICE. I DO NOT HAVE ANY DAY TO DAY ACTIVITIES OR RESPONSIBILITIES WITH DMJ PROPERTIES. GREENSBORO WOMAN'S CLUB POSITION: Member NATURE: non-profit INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2014 ADDRESS: 223 N Edgeworth St, Greensboro NC 27401, United States DESCRIPTION: community service projects, fund raisers for community services; club President through May 2018 EARLIER.ORG POSITION: Board Member NATURE: non-profit INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2012 ADDRESS: 2407 Dent St, Greensboro NC 27408, United States DESCRIPTION: raise funds for research to determine an earlier test for breast cancer. Board Member MARCH OF DIMES POSITION: Board member NATURE: non-profit INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2014 ADDRESS: 410 Brookstown Avenue, Winston-Salem NC 27101, United States DESCRIPTION: raise funds and awareness of March of Dimes. board member RESTORATION PLACE COUNSELING POSITION: Board Member NATURE: Christian Counseling for Women INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 08/23/2018 ADDRESS: 1301 Carolina St, #114, Greensboro NC 27401, United States DESCRIPTION: Board member, attend board meetings, assist in fund raising activities (procuring silent auction items for fund raiser event; selling gift cards, etc) I do not handle the finances for the organization. DMJ Wilmington Properties LLC; Minority Owner; Investment Related: No; Location: 703 Green Valley Road Greensboro , NC 27408; Commercial Real Estate; Responsibilities: N/A; Start Date: 2021-02-02; Hours devoted to business during trading hours: 0; Hours devoted to business outside trading hours:0.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2005

Experience

Past

May 3, 2021 - January 2, 2025

BEACON POINTE ADVISORS, LLC

RIA

CRD#: 119290

Greensboro, NC

Past

June 28, 2019 - May 10, 2021

DMJ WEALTH ADVISORS, LLC

RIA

CRD#: 301042

GREENSBORO, NC

Past

December 31, 2001 - June 28, 2019

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

RIA

CRD#: 15708

GREENSBORO, NC

Past

January 20, 2000 - June 28, 2019

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

GREENSBORO, NC

Past

July 2, 1999 - January 28, 2000

OSAIC FS, INC.

CRD#: 3870

FORT WAYNE, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BEACON POINTE ADVISORS, LLC

BEACON POINTE ADVISORS, LLC | BEACON POINTE INSURANCE SERVICES, LLC

CRD#: 119290 / SEC#: 801-60943

RIA

Registered Investment Advisory firm - (2/20/2002 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/20/1999

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/7/2003

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/28/1999

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BEACON POINTE ADVISORS, LLC

BEACON POINTE ADVISORS, LLC | BEACON POINTE INSURANCE SERVICES, LLC

CRD#: 119290 / SEC#: 801-60943

RIA

Registered Investment Advisory firm - (2/20/2002 Approved)

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Contact information

Main Address

24 Corporate Plaza Suite 150, Newport Beach, CA 92660

Mailing Address

Phone number

(949) 718-1600

Established

Firm type

Fiscal year end

# of Employees

600

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BEACON POINTE ADVISORS, LLC FORM ADV PART 2 - APPENDIX 1 (3/31/2025)

BEACON POINTE ADVISORS, LLC FORM ADV PART 2 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	54,870
AUM (Assets Under Management)	$ 39,839,757,384

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/26/2025	Cover Page	Report
12/26/2024	Cover Page	Report
11/28/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Sheryl W. Austin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

DMJ WEALTH ADVISORS, LLC

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

OSAIC FS, INC.

Primary Firm SEC Registration

BEACON POINTE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/20/1999

SIE

Date: 10/1/2018

Series 7

Date: 10/7/2003

Series 6

Date: 6/28/1999

Current Firm

BEACON POINTE ADVISORS, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BEACON POINTE ADVISORS, LLC

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