Ankit Patel

GT SECURITIES

Los Angeles, CA 90094

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CRD#: 3252749

Professional summary

Ankit Patel is a registered financial professional currently at GT SECURITIES, INC. located in Los Angeles, California.

Ankit is registered as a RR (Registered Representative) and started their career in finance in 2007. Ankit has worked at 7 firms and has passed the Series 63, Series 79TO, SIE, Series 55, Series 3, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ankit Patel's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 25, 2024 - Present

GT SECURITIES, INC.

Office #1: 12130 Millennium Dr Suite 300, Los Angeles, CA 90094

CRD#: 116012

Los Angeles, CA

Past

June 27, 2023 - February 29, 2024

RAINMAKER SECURITIES, LLC

CRD#: 132995

CORAL GABLES, FL

Past

July 29, 2019 - October 21, 2022

MAYBANK SECURITIES USA INC.

CRD#: 27861

New York, NY

Past

June 2, 2017 - June 4, 2019

IIFL CAPITAL INC.

CRD#: 149073

NEW YORK, NY

Past

August 12, 2010 - June 1, 2017

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Past

May 20, 2009 - July 30, 2010

PUMA CAPITAL, LLC

CRD#: 146744

NEW YORK, NY

Past

October 18, 2007 - December 31, 2008

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(7/25/2024)

New Jersey
(7/25/2024)

Exams

State Security Law Exam

Series 63

Date: 11/19/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 10/17/2022

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 1/11/2010

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 3

Date: 11/3/2008

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 10/17/2007

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/5/2017

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

GT SECURITIES, INC.

GROWTHINK SECURITIES, INC. | GT SECURITIES, INC. | GROWTHINK, INC.

CRD#: 116012 / SEC#: , 8-53527

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

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Contact information

Main Address

12130 Millennium Dr Suite 300, Los Angeles, CA 90094

Mailing Address

12130 Millennium Dr, Los Angeles, CA 90094

Phone number

(310) 846-5004

Established

California since 12/06/2001

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
GROWTHINK, INC.	PARENT CORPORATION
MUELLER, MICHELLE	CHIEF COMPLIANCE OFFICER	6707697
TURO, JAMES STEVEN	MANAGING DIRECTOR	2083402

Red Flags

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Ankit Patel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ankit Patel's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAINMAKER SECURITIES, LLC

MAYBANK SECURITIES USA INC.

IIFL CAPITAL INC.

DEUTSCHE BANK SECURITIES INC.

PUMA CAPITAL, LLC

GOLDMAN SACHS & CO. LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 11/19/2007

Series 79TO

Date: 10/17/2022

SIE

Date: 10/1/2018

Series 55

Date: 1/11/2010

Series 3

Date: 11/3/2008

Series 7

Date: 10/17/2007

Series 24

Date: 12/5/2017

FINRA

Current Firm

GT SECURITIES, INC.

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

GT SECURITIES, INC.

TRUST BUT VERIFY

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