Ankit Patel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ankit Patel was a registered financial professional .
Ankit is a previously registered financial professional and started their career in finance in 2007. Ankit had worked at 7 firms and has passed the Series 63, Series 79TO, SIE, Series 55, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 25, 2024 - February 16, 2026
GT SECURITIES, INC.
June 27, 2023 - February 29, 2024
RAINMAKER SECURITIES, LLC
July 29, 2019 - October 21, 2022
MAYBANK SECURITIES USA INC.
June 2, 2017 - June 4, 2019
IIFL CAPITAL INC.
August 12, 2010 - June 1, 2017
DEUTSCHE BANK SECURITIES INC.
May 20, 2009 - July 30, 2010
PUMA CAPITAL, LLC
October 18, 2007 - December 31, 2008
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 10/17/2022
Investment Banking Registered Representative ExaminationSeries 55
Date: 1/11/2010
Limited Representative-Equity Trader ExamCurrent Firm
GT SECURITIES, INC.
CRD#: 116012 / SEC#: , 8-53527
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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