Jeffrey H. Mellick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Harrison Mellick was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1999. Jeffrey had worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 18, 2014 - May 14, 2015
AUERBACH GRAYSON & COMPANY LLC
September 23, 2010 - October 11, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 11, 2009 - June 7, 2010
NATWEST MARKETS SECURITIES INC.
May 11, 2009 - September 11, 2009
ABN AMRO INCORPORATED
October 1, 2008 - December 17, 2008
J.P. MORGAN SECURITIES LLC
June 2, 2008 - October 1, 2008
J.P. MORGAN SECURITIES INC.
May 3, 2001 - June 2, 2008
J.P. MORGAN SECURITIES LLC
October 15, 1999 - May 31, 2000
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
State Registrations and Notice Filings
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Exams
Current Firm
AUERBACH GRAYSON & COMPANY LLC
CRD#: 30761 / SEC#: , 8-45136
Contact information
FINRA licenses (13 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
