Steven W. Wright
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Walter Wright was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1999. Steven had worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 2, 2020 - April 10, 2024
THRIVENT ADVISOR NETWORK, LLC
July 23, 2020 - December 31, 2020
THRIVENT INVESTMENT MANAGEMENT INC.
July 29, 1999 - December 31, 2020
THRIVENT INVESTMENT MANAGEMENT INC.
Primary Firm SEC Registration
THRIVENT ADVISOR NETWORK, LLC
CRD#: 304569 / SEC#: 801-117013
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THRIVENT ADVISOR NETWORK, LLC
CRD#: 304569 / SEC#: 801-117013
Contact information
SEC notice filing (47 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 28,545 |
| AUM (Assets Under Management) | $ 6,648,306,479 |
Red Flags
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