Michael V. Porco
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Vincent Porco, who also goes by Michael Porco, Michael V Porco, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2000. Michael had worked at 5 firms and has passed the Series 65, Series 63, Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 1, 2025 - January 8, 2026
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC
July 11, 2025 - January 8, 2026
FIDELITY BROKERAGE SERVICES LLC
May 15, 2025 - January 8, 2026
NATIONAL FINANCIAL SERVICES LLC
October 12, 2021 - December 6, 2024
PARK AVENUE SECURITIES LLC
October 30, 2017 - July 29, 2021
NATIONAL FINANCIAL SERVICES LLC
February 25, 2014 - July 29, 2021
FIDELITY BROKERAGE SERVICES LLC
June 12, 2007 - February 4, 2014
NATIONAL FINANCIAL SERVICES LLC
December 6, 2000 - May 31, 2007
FIDELITY BROKERAGE SERVICES LLC
May 2, 2000 - November 27, 2000
SURETRADE INC.
Primary Firm SEC Registration
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC
CRD#: 301896 / SEC#: 801-116860
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC
CRD#: 301896 / SEC#: 801-116860
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 829 |
| AUM (Assets Under Management) | $ 6,468,261,663 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/25/2025 | ||
| 08/22/2024 | ||
| 10/23/2023 | ||
| 01/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
